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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$272M
AUM Growth
+$13.5M
Cap. Flow
+$2.68M
Cap. Flow %
0.98%
Top 10 Hldgs %
47.41%
Holding
363
New
27
Increased
41
Reduced
60
Closed
208

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$8.38M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.93M
3
HERZ
Herzfeld Credit Income Fund
HERZ
+$5.81M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$4.04M
5
CRF
Cornerstone Total Return Fund
CRF
+$2.86M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.55M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.99M
3
FSCO
FS Credit Opportunities Corp
FSCO
+$5.38M
4
QID icon
ProShares UltraShort QQQ
QID
+$3.34M
5
GAM
General American Investors Company
GAM
+$3.25M

Sector Composition

Rank Sector Weight
1 Financials 18.97%
2 Consumer Discretionary 4.69%
3 Industrials 3.18%
4 Materials 2.03%
5 Energy 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDX
1
PIMCO Dynamic Income Strategy Fund
PDX
$958M
$25.4M 9.32%
1,239,757
+205,360
+20% +$4.04M
HFRO
2
Highland Opportunities and Income Fund
HFRO
$403M
$23.3M 8.54%
3,024,092
+152,421
+5% +$1.2M
FSCO
3
FS Credit Opportunities Corp
FSCO
$993M
$22.1M 8.12%
3,902,738
-959,386
-20% -$5.38M
BRW
4
Saba Capital Income & Opportunities Fund
BRW
$336M
$10.6M 3.9%
1,378,498
-47,795
-3% -$364K
NXDT
5
NexPoint Diversified Real Estate Trust
NXDT
$283M
$9.05M 3.32%
1,137,845
-41,507
-4% -$340K
JPC icon
6
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$8.91M 3.27%
+1,317,556
New +$8.38M
CLM icon
7
Cornerstone Strategic Value Fund
CLM
$2.17B
$8.49M 3.12%
1,199,752
+1,110,614
+1,246% +$7.93M
OCCI
8
OFS Credit Co
OCCI
$68.7M
$8.25M 3.03%
1,277,019
+395,795
+45% +$2.55M
HERZ
9
Herzfeld Credit Income Fund
HERZ
$32.4M
$7.5M 2.75%
301,513
+244,591
+430% +$5.81M
DMA
10
Destra Multi-Alternative Fund
DMA
$68.8M
$5.55M 2.04%
890,961
+84,863
+11% +$525K
JFR icon
11
Nuveen Floating Rate Income Fund
JFR
$1.23B
$5.51M 2.02%
670,455
+69,021
+11% +$552K
STEW
12
SRH Total Return Fund
STEW
$1.74B
$5.49M 2.02%
396,155
-44,453
-10% -$585K
FTF
13
Franklin Limited Duration Income Trust
FTF
$233M
$4.74M 1.74%
762,008
-46,619
-6% -$284K
CEM
14
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.14M 1.52%
103,293
-6,751
-6% -$246K
RCL icon
15
Royal Caribbean
RCL
$78.6B
$3.87M 1.42%
29,863
+4,937
+20% +$503K
NCLH icon
16
Norwegian Cruise Line
NCLH
$8.92B
$3.74M 1.37%
186,578
+70,000
+60% +$1.12M
NFE icon
17
New Fortress Energy
NFE
$100M
$3.53M 1.3%
93,602
+20,000
+27% +$690K
DMO
18
Western Asset Mortgage Opportunity Fund
DMO
$119M
$3.47M 1.28%
310,951
-45,389
-13% -$485K
CET
19
Central Securities Corp
CET
$1.54B
$3.42M 1.26%
90,581
-3,005
-3% -$109K
CRF
20
Cornerstone Total Return Fund
CRF
$1.13B
$3.4M 1.25%
491,282
+407,824
+489% +$2.86M
TBLD
21
Thornburg Income Builder Opportunities Trust
TBLD
$697M
$3.26M 1.2%
210,387
-43,044
-17% -$637K
NSLR
22
Neostellar Capital Corp
NSLR
$263M
$3.26M 1.2%
826,746
+170,506
+26% +$681K
TPZ
23
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$3.19M 1.17%
227,939
+19,468
+9% +$263K
DIAX
24
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.1M 1.14%
221,729
+45,035
+25% +$614K
NBXG
25
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.17B
$3.01M 1.11%
275,497
+72,111
+35% +$752K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Thomas J. Herzfeld Advisors held 363 positions worth $272M, up 5.2% from $259M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2023 filing shows 27 new, 41 increased, 60 reduced and 208 closed positions. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $7.55M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,317,556 shares worth $8.91M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2023, an estimated $7.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2023 reduction was FS Credit Opportunities Corp, cutting an estimated $5.38M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $7.55M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $272M portfolio in Q4 2023.
  • Thomas J. Herzfeld Advisors opened 27 new positions and closed 208 in Q4 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $272M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.