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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$193M
AUM Growth
-$55.8M
Cap. Flow
-$51.9M
Cap. Flow %
-26.87%
Top 10 Hldgs %
32.22%
Holding
371
New
47
Increased
61
Reduced
94
Closed
39

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$416K
2
THW
abrdn World Healthcare Fund
THW
+$410K
3
DCA
Virtus Total Return Fund
DCA
+$396K
4
RCL icon
Royal Caribbean
RCL
+$359K
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$348K

Top Sells

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$19.4M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$12.2M
3
SOR
Source Capital
SOR
+$7.92M
4
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$3.95M
5
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.36M

Sector Composition

Rank Sector Weight
1 Financials 5.64%
2 Consumer Discretionary 5.24%
3 Industrials 4.96%
4 Consumer Staples 2.29%
5 Utilities 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEW
1
SRH Total Return Fund
STEW
$1.76B
$11.9M 6.17%
1,518,588
-44,042
-3% -$318K
BST icon
2
BlackRock Science and Technology Trust
BST
$1.56B
$8.4M 4.35%
500,220
-21,872
-4% -$339K
THQ
3
abrdn Healthcare Opportunities Fund
THQ
$783M
$8.35M 4.32%
524,833
+26,898
+5% +$416K
ADX icon
4
Adams Diversified Equity Fund
ADX
$3.19B
$5.82M 3.01%
460,338
-34,784
-7% -$418K
THW
5
abrdn World Healthcare Fund
THW
$538M
$5.31M 2.75%
378,361
+30,003
+9% +$410K
AOD
6
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$5.24M 2.71%
698,881
-41,324
-6% -$294K
TY icon
7
TRI-Continental Corp
TY
$1.86B
$4.91M 2.54%
245,932
+4,294
+2% +$81.2K
USA icon
8
Liberty All-Star Equity Fund
USA
$1.78B
$4.61M 2.39%
927,754
+58,889
+7% +$278K
PCI
9
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.95M 2.04%
226,485
-86,205
-28% -$1.49M
GAM
10
General American Investors Company
GAM
$1.54B
$3.75M 1.94%
120,240
-1,773
-1% -$51.7K
CPA icon
11
Copa Holdings
CPA
$5.67B
$3.42M 1.77%
50,550
– –
DCA
12
DELISTED
Virtus Total Return Fund
DCA
$3.17M 1.64%
747,101
+107,271
+17% +$396K
FIF
13
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$3.05M 1.58%
197,686
+8,275
+4% +$116K
AGD
14
abrdn Global Dynamic Dividend Fund
AGD
$318M
$2.98M 1.54%
348,998
-23,946
-6% -$194K
HERZ
15
Herzfeld Credit Income Fund
HERZ
$33.2M
$2.96M 1.53%
54,511
+373
+0.7% +$18.2K
PEO
16
Adams Natural Resources Fund
PEO
$734M
$2.92M 1.51%
168,655
+15,361
+10% +$248K
RCL icon
17
Royal Caribbean
RCL
$76.7B
$2.87M 1.48%
34,913
+4,600
+15% +$359K
GRX
18
Gabelli Healthcare & Wellness Trust
GRX
$141M
$2.86M 1.48%
290,087
-13,849
-5% -$132K
MINT icon
19
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.81M 1.46%
27,907
-6,915
-20% -$696K
MTZ icon
20
MasTec
MTZ
$26.6B
$2.73M 1.41%
134,927
– –
SEVN
21
Seven Hills Realty Trust
SEVN
$182M
$2.69M 1.39%
145,092
+40
+0% +$688
NXDT
22
NexPoint Diversified Real Estate Trust
NXDT
$299M
$2.67M 1.38%
148,018
-4,893
-3% -$89K
TTP
23
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$2.66M 1.38%
45,186
+6,815
+18% +$348K
CAF
24
Morgan Stanley China A Share Fund
CAF
$333M
$2.42M 1.25%
142,854
-6,089
-4% -$98.2K
LEN icon
25
Lennar Class A
LEN
$20B
$2.39M 1.24%
52,003
– –
1
2 3 4 5

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PCI
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PC
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DMBA
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MFC
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Thomas J. Herzfeld Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Thomas J. Herzfeld Advisors held 371 positions worth $193M, down 22% from $249M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $51.9M in Q1 2016, closing 39 positions and reducing 94 holdings. Its most notable exit was Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 4.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Eaton Vance Municipal Income 2028 Term Trust worth $102K.

  • Thomas J. Herzfeld Advisors's largest Q1 2016 buy was Eaton Vance Municipal Income 2028 Term Trust: 5,186 shares worth $102K.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q1 2016, an estimated $416K increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.92M.
  • Thomas J. Herzfeld Advisors fully exited Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q1 2016, selling an estimated $19.4M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 32% of its $193M portfolio in Q1 2016.
  • Thomas J. Herzfeld Advisors opened 47 new positions and closed 39 in Q1 2016.
  • Thomas J. Herzfeld Advisors's portfolio value fell 22% quarter-over-quarter to $193M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.