Thomas J. Herzfeld Advisors’s Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 OXLCO Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2016
Q1
Sell
-804,614
Closed -$19.4M 358
2015
Q4
$19.4M Buy
804,614
+26,830
+3% +$644K 7.79% 1
2015
Q3
$18.8M Buy
777,784
+35,609
+5% +$857K 8.14% 1
2015
Q2
$17.8M Buy
742,175
+293,279
+65% +$7.31M 7.5% 1
2015
Q1
$11.2M Buy
448,896
+114,344
+34% +$2.82M 5.23% 2
2014
Q4
$8.15M Buy
334,552
+68,388
+26% +$1.65M 4.09% 1
2014
Q3
$6.49M Buy
266,164
+151,673
+132% +$3.71M 3.61% 1
2014
Q2
$2.81M Buy
114,491
+24,180
+27% +$584K 1.6% 11
2014
Q1
$2.17M Sell
90,311
-1,350
-1% -$31.6K 1.27% 19
2013
Q4
$2.1M Buy
91,661
+56,471
+160% +$1.29M 1.2% 21
2013
Q3
$810K Buy
35,190
+15,190
+76% +$364K 0.52% 63
2013
Q2
$500K Buy
+20,000
New +$500K 0.32% 85

Thomas J. Herzfeld Advisors's OXLCO Position: Q1 2016 in Review

Thomas J. Herzfeld Advisors sold out of Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 (OXLCO) in Q1 2016, closing a stake of 804,614 shares — an estimated $19.4M sold.

Thomas J. Herzfeld Advisors first reported a position in OXLCO in Q2 2013 and held it in 11 quarters. The position peaked at $19.4M in Q4 2015. 0 funds tracked by Wall St. Rank hold OXLCO as of Q1 2016.

  • Thomas J. Herzfeld Advisors reported no remaining Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 position as of Q1 2016 after selling out during the quarter.
  • Thomas J. Herzfeld Advisors sold 804,614 Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 shares in Q1 2016, an estimated $19.4M.
  • Thomas J. Herzfeld Advisors first reported a position in Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2013 and held it in 11 quarters.
  • Thomas J. Herzfeld Advisors's Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 position peaked at $19.4M in Q4 2015.
  • 0 funds tracked by Wall St. Rank held Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 as of Q1 2016.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2016, filed 13 May 2016.