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OXLCO

Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023

Delisted

OXLCO was delisted on the 14th of April, 2021.

3 hedge funds and large institutions have $18.4M invested in Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding

Funds holding: 13 (+2)

64% more capital invested

Capital invested by funds: $11.2M → $18.4M (+$7.14M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
3
Holders Change
+2
Holders Change %
+200%
% of All Funds
0.08%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
1
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$17.8M +$7.31M +293,279 +65%
SCM
2
Sterling Capital Management
North Carolina
$315K +$326K +13,100 New
KIA
3
KCM Investment Advisors
California
$204K +$211K +8,470 New

OXLCO Hedge Fund Activity: Q2 2015 in Review

3 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 (OXLCO) for Q2 2015, worth a combined $18.4M — up 64% from $11.2M a quarter earlier.

Buyers outnumbered sellers: 2 funds opened new OXLCO positions and 0 closed out — a net gain of 2 holders — while 1 added to existing stakes and 0 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $7.31M.

  • 3 institutional investors held Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 (OXLCO) as of Q2 2015, up from 1 in Q1 2015.
  • Funds reported $18.4M of Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 stock for Q2 2015, up 64% quarter-over-quarter.
  • 2 funds opened new Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 positions in Q2 2015 and 0 closed out, a net change of +2 holders.
  • The largest Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 buyer in Q2 2015 was Thomas J. Herzfeld Advisors, an estimated $7.31M added.

Based on aggregated 13F filings for Q2 2015.