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OXLCO

Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023

Delisted

OXLCO was delisted on the 14th of April, 2021.

1 hedge funds and large institutions have $810K invested in Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more capital invested

Capital invested by funds: $500K → $810K (+$310K)

0% more funds holding

Funds holding: 11 (0)

Holders
1
Holders Change
Holders Change %
0%
% of All Funds
0.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
1
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$364K

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$810K +$364K +15,190 +76%

OXLCO Hedge Fund Activity: Q3 2013 in Review

1 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 (OXLCO) for Q3 2013, worth a combined $810K — up 62% from $500K a quarter earlier.

Fund positioning in OXLCO was balanced in Q3 2013: 0 funds opened new positions, 0 closed out, 1 added to existing stakes and 0 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $364K.

  • 1 institutional investor held Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 (OXLCO) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $810K of Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 stock for Q3 2013, up 62% quarter-over-quarter.
  • 0 funds opened new Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 positions in Q3 2013 and 0 closed out.
  • The largest Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 buyer in Q3 2013 was Thomas J. Herzfeld Advisors, an estimated $364K added.

Based on aggregated 13F filings for Q3 2013.