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OXLCO

Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023

Delisted

OXLCO was delisted on the 14th of April, 2021.

1 hedge funds and large institutions have $18.8M invested in Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in 2015 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more capital invested

Capital invested by funds: $18.4M → $18.8M (+$384K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

67% less funds holding

Funds holding: 31 (-2)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 2

Holders
1
Holders Change
-2
Holders Change %
-66.67%
% of All Funds
0.03%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
Increased
1
Reduced
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$18.8M +$857K +35,609 +5%
SCM
2
Sterling Capital Management
North Carolina
-$315K -13,100 Closed
KIA
3
KCM Investment Advisors
California
-$204K -8,470 Closed

OXLCO Hedge Fund Activity: Q3 2015 in Review

1 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 (OXLCO) for Q3 2015, worth a combined $18.8M — up 2.1% from $18.4M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of OXLCO and 0 opened new positions — a net loss of 2 holders — while 0 trimmed existing stakes and 1 added.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $857K. The largest seller was Sterling Capital Management, exiting entirely with an estimated $315K sold.

  • 1 institutional investor held Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 (OXLCO) as of Q3 2015, down from 3 in Q2 2015.
  • Funds reported $18.8M of Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 stock for Q3 2015, up 2.1% quarter-over-quarter.
  • 0 funds opened new Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 positions in Q3 2015 and 2 closed out, a net change of -2 holders.
  • The largest Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 buyer in Q3 2015 was Thomas J. Herzfeld Advisors, an estimated $857K added.
  • The largest Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 seller in Q3 2015 was Sterling Capital Management, an estimated $315K sold.

Based on aggregated 13F filings for Q3 2015.