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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$312M
AUM Growth
+$11.8M
Cap. Flow
+$5.23M
Cap. Flow %
1.68%
Top 10 Hldgs %
44.15%
Holding
165
New
10
Increased
63
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$8.77M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$7.56M
3
XFLT
XAI Floating Rate & Alternative Income Trust
XFLT
+$7.09M
4
RA
Brookfield Real Assets Income Fund
RA
+$3.83M
5
SDHY
PGIM Short Duration High Yield Opportunities Fund
SDHY
+$2.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$10.8M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$7M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.9M
4
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$4.55M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$3.24M

Sector Composition

Rank Sector Weight
1 Financials 19.77%
2 Consumer Discretionary 5.75%
3 Industrials 2.18%
4 Materials 1.3%
5 Utilities 0.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDX
1
PIMCO Dynamic Income Strategy Fund
PDX
$961M
$39M 12.5%
1,493,089
-40,048
-3% -$1,000K
FSCO
2
FS Credit Opportunities Corp
FSCO
$993M
$22.1M 7.07%
3,237,249
-1,055,109
-25% -$7M
HFRO
3
Highland Opportunities and Income Fund
HFRO
$401M
$14.3M 4.59%
2,760,778
-258,677
-9% -$1.47M
SABA
4
Saba Capital Income & Opportunities Fund II
SABA
$221M
$13M 4.17%
1,436,590
+866,503
+152% +$7.56M
NPFD icon
5
Nuveen Variable Rate Preferred & Income Fund
NPFD
$440M
$11.7M 3.74%
640,133
+5,164
+0.8% +$97.8K
NSLR
6
Neostellar Capital Corp
NSLR
$264M
$7.98M 2.56%
1,357,409
+268,899
+25% +$1.38M
RA
7
Brookfield Real Assets Income Fund
RA
$704M
$7.93M 2.54%
594,984
+285,513
+92% +$3.83M
PSEC icon
8
Prospect Capital
PSEC
$1.06B
$7.88M 2.53%
+1,828,411
New +$8.77M
SPMC
9
Sound Point Meridian Capital
SPMC
$207M
$6.99M 2.24%
334,544
-87,155
-21% -$1.74M
XFLT
10
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
$6.88M 2.2%
+207,230
New +$7.09M
JFR icon
11
Nuveen Floating Rate Income Fund
JFR
$1.23B
$5.96M 1.91%
668,591
+20,566
+3% +$184K
DMA
12
Destra Multi-Alternative Fund
DMA
$68.3M
$5.83M 1.87%
689,580
+20,377
+3% +$179K
HERZ
13
Herzfeld Credit Income Fund
HERZ
$32.4M
$5.83M 1.87%
249,739
-3,473
-1% -$84.2K
FFC
14
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
$5.72M 1.83%
368,225
+139,098
+61% +$2.22M
NCLH icon
15
Norwegian Cruise Line
NCLH
$8.92B
$5.49M 1.76%
213,207
-30,000
-12% -$758K
PAXS
16
PIMCO Access Income Fund
PAXS
$660M
$5.46M 1.75%
358,285
+52,755
+17% +$855K
TYG
17
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$5.36M 1.72%
127,580
+28,526
+29% +$1.2M
EMO
18
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.06B
$4.92M 1.58%
105,647
+24,616
+30% +$1.12M
MTZ icon
19
MasTec
MTZ
$27.1B
$4.75M 1.52%
34,872
– –
BSTZ icon
20
BlackRock Science and Technology Term Trust
BSTZ
$1.98B
$4.69M 1.5%
226,339
-1,300
-0.6% -$26.8K
NBXG
21
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$4.57M 1.47%
359,056
-1,356
-0.4% -$17.6K
DIAX
22
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$4.21M 1.35%
279,234
+11,148
+4% +$169K
KYN icon
23
Kayne Anderson Energy Infrastructure Fund
KYN
$2.54B
$4.08M 1.31%
321,240
+75,683
+31% +$934K
RCL icon
24
Royal Caribbean
RCL
$78.9B
$4.08M 1.31%
17,666
-6,682
-27% -$1.48M
LDP icon
25
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$3.77M 1.21%
186,703
+19,743
+12% +$417K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Thomas J. Herzfeld Advisors held 165 positions worth $312M, up 3.9% from $300M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2024 filing shows 10 new, 63 increased, 40 reduced and 18 closed positions. Its largest new stake was Prospect Capital: 1,828,411 shares worth $7.88M. The largest sale was High Income Securities Fund, an estimated $10.8M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2024 buy was Prospect Capital: 1,828,411 shares worth $7.88M.
  • Thomas J. Herzfeld Advisors added most to Saba Capital Income & Opportunities Fund II in Q4 2024, an estimated $7.56M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2024 reduction was FS Credit Opportunities Corp, cutting an estimated $7M.
  • Thomas J. Herzfeld Advisors fully exited High Income Securities Fund in Q4 2024, selling an estimated $10.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $312M portfolio in Q4 2024.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 18 in Q4 2024.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.9% quarter-over-quarter to $312M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2024, filed 12 Feb 2025.