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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $326M
1-Year Est. Return 0.12%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+0.12%
3 Year Est. Return
+17.75%
5 Year Est. Return
+8.41%
10 Year Est. Return
+48.34%
AUM
$170M
AUM Growth
-$5.18M
Cap. Flow
-$1.32M
Cap. Flow %
-0.77%
Top 10 Hldgs %
24.56%
Holding
313
New
16
Increased
71
Reduced
94
Closed
29

Top Buys

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.41M
2
CPA icon
Copa Holdings
CPA
+$1.18M
3
KYE
Kayne Anderson Energy
KYE
+$565K
4
NCLH icon
Norwegian Cruise Line
NCLH
+$520K
5
NIE
Virtus Equity & Convertible Income Fund
NIE
+$518K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.52M
2
BLX icon
Bladex Inc
BLX
+$1.19M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$968K
4
ACG
AllianceBernstein Income Fund Inc
ACG
+$966K
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$711K

Sector Composition

Rank Sector Weight
1 Miscellaneous 66.12%
2 Financials 16.26%
3 Consumer Staples 4.4%
4 Industrials 4.21%
5 Consumer Discretionary 3.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FF
1
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
$5.66M 3.32%
607,156
+1,176
+0.2% +$11K
DCA
2
DELISTED
Virtus Total Return Fund
DCA
$5.26M 3.09%
1,190,135
-25,774
-2% -$107K
AOD
3
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$4.97M 2.92%
592,402
+7,934
+1% +$66.1K
PEO
4
Adams Natural Resources Fund
PEO
$820M
$4.84M 2.84%
180,112
+8,769
+5% +$227K
ADX icon
5
Adams Diversified Equity Fund
ADX
$3.28B
$4.54M 2.67%
349,580
+1,798
+0.5% +$23K
TY icon
6
TRI-Continental Corp
TY
$1.9B
$4.36M 2.56%
217,236
+477
+0.2% +$9.4K
PCI
7
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$3.63M 2.13%
160,430
+62,125
+63% +$1.41M
FTT
8
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$2.93M 1.72%
214,782
-38,046
-15% -$504K
GAM
9
General American Investors Company
GAM
$1.6B
$2.9M 1.7%
82,211
+3,157
+4% +$109K
AGD
10
abrdn Global Dynamic Dividend Fund
AGD
$321M
$2.74M 1.61%
273,515
+21,882
+9% +$216K
SEVN
11
Seven Hills Realty Trust
SEVN
$170M
$2.69M 1.58%
150,583
+6,766
+5% +$117K
SEB icon
12
Seaboard Corp
SEB
$4.12B
$2.67M 1.57%
1,017
+25
+3% +$64.9K
GLO
13
Clough Global Opportunities Fund
GLO
$243M
$2.65M 1.55%
207,645
-184
-0.1% -$2.37K
CPA icon
14
Copa Holdings
CPA
$5.28B
$2.59M 1.52%
17,827
+8,500
+91% +$1.18M
BTZ icon
15
BlackRock Credit Allocation Income Trust
BTZ
$930M
$2.41M 1.42%
178,444
-1,279
-0.7% -$16.9K
USA icon
16
Liberty All-Star Equity Fund
USA
$1.86B
$2.38M 1.4%
404,283
+16,966
+4% +$99K
RVT icon
17
Royce Value Trust
RVT
$2.29B
$2.37M 1.39%
150,716
+3,703
+3% +$57.8K
HERZ
18
Herzfeld Credit Income Fund
HERZ
$31.9M
$2.36M 1.39%
37,274
+1,448
+4% +$90.2K
OXLCO
19
DELISTED
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
$2.17M 1.27%
90,311
-1,350
-1% -$31.6K
KOF icon
20
Coca-Cola Femsa
KOF
$23.6B
$2.07M 1.21%
19,602
– –
PPT
21
Franklin Premier Income Trust
PPT
$325M
$2.06M 1.21%
372,466
-10,950
-3% -$59.9K
NZF icon
22
Nuveen Municipal Credit Income Fund
NZF
$2.34B
$2.06M 1.21%
157,175
+3,770
+2% +$48.6K
UTF icon
23
Cohen & Steers Infrastructure Fund
UTF
$3.01B
$2.05M 1.2%
92,742
+1,033
+1% +$21.8K
MTZ icon
24
MasTec
MTZ
$18.7B
$1.95M 1.14%
44,800
-13,000
-22% -$493K
EDD
25
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$379M
$1.89M 1.11%
143,718
-24,164
-14% -$307K
1
2 3 4 5

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Thomas J. Herzfeld Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Thomas J. Herzfeld Advisors held 313 positions worth $170M, down 3% from $175M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2014 filing shows 16 new, 71 increased, 94 reduced and 29 closed positions. Its largest new stake was Kayne Anderson Energy: 20,900 shares worth $571K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.52M.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, up from 66% a quarter earlier, followed by Financials and Consumer Staples.

  • Thomas J. Herzfeld Advisors's largest Q1 2014 buy was Kayne Anderson Energy: 20,900 shares worth $571K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2014, an estimated $1.41M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2014 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.52M.
  • Thomas J. Herzfeld Advisors fully exited Bladex Inc in Q1 2014, selling an estimated $1.19M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 25% of its $170M portfolio in Q1 2014.
  • Thomas J. Herzfeld Advisors opened 16 new positions and closed 29 in Q1 2014.
  • Thomas J. Herzfeld Advisors's portfolio value fell 3% quarter-over-quarter to $170M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2014, filed 14 May 2014.