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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.55%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$300M
AUM Growth
+$15.2M
Cap. Flow
+$5.96M
Cap. Flow %
1.98%
Top 10 Hldgs %
45.32%
Holding
253
New
15
Increased
59
Reduced
35
Closed
98

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$9.6M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$4.19M
3
FFC
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
+$3.53M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.61M
5
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.9M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$3.78M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.79M
3
PEO
Adams Natural Resources Fund
PEO
+$2.45M
4
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$2.09M
5
DCF
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 18.4%
2 Consumer Discretionary 5.24%
3 Industrials 2.17%
4 Materials 1.44%
5 Utilities 0.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDX
1
PIMCO Dynamic Income Strategy Fund
PDX
$970M
$36.2M 12.04%
1,533,137
+8,608
+0.6% +$198K
FSCO
2
FS Credit Opportunities Corp
FSCO
$987M
$27.3M 9.08%
4,292,358
+664,898
+18% +$4.19M
HFRO
3
Highland Opportunities and Income Fund
HFRO
$408M
$18.5M 6.16%
3,019,455
-250,736
-8% -$1.53M
NPFD icon
4
Nuveen Variable Rate Preferred & Income Fund
NPFD
$441M
$12M 4.01%
634,969
+44,305
+8% +$828K
PCF
5
High Income Securities Fund
PCF
$99.6M
$10.8M 3.58%
1,574,349
+1,444,691
+1,114% +$9.6M
SPMC
6
Sound Point Meridian Capital
SPMC
$209M
$8.34M 2.78%
421,699
-18,395
-4% -$364K
CLM icon
7
Cornerstone Strategic Value Fund
CLM
$2.17B
$5.81M 1.93%
768,392
-372,916
-33% -$2.79M
DMA
8
Destra Multi-Alternative Fund
DMA
$67.2M
$5.8M 1.93%
669,203
-32,559
-5% -$271K
HERZ
9
Herzfeld Credit Income Fund
HERZ
$32.2M
$5.72M 1.91%
253,212
+10,217
+4% +$235K
JFR icon
10
Nuveen Floating Rate Income Fund
JFR
$1.23B
$5.72M 1.9%
648,025
-111,355
-15% -$979K
PAXS
11
PIMCO Access Income Fund
PAXS
$659M
$5.08M 1.69%
305,530
+42,793
+16% +$675K
NCLH icon
12
Norwegian Cruise Line
NCLH
$8.83B
$4.99M 1.66%
243,207
– –
SABA
13
Saba Capital Income & Opportunities Fund II
SABA
$223M
$4.85M 1.62%
570,087
+107,564
+23% +$887K
NBXG
14
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$4.62M 1.54%
360,412
-15,244
-4% -$189K
JPC icon
15
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$4.55M 1.52%
563,822
-486,730
-46% -$3.78M
NSLR
16
Neostellar Capital Corp
NSLR
$268M
$4.4M 1.46%
1,088,510
+350,302
+47% +$1.37M
BSTZ icon
17
BlackRock Science and Technology Term Trust
BSTZ
$1.98B
$4.37M 1.46%
227,639
+8,249
+4% +$158K
RCL icon
18
Royal Caribbean
RCL
$78B
$4.32M 1.44%
24,348
-1,000
-4% -$162K
MTZ icon
19
MasTec
MTZ
$27.6B
$4.29M 1.43%
34,872
– –
RA
20
Brookfield Real Assets Income Fund
RA
$706M
$4.24M 1.41%
309,471
+23,798
+8% +$312K
DIAX
21
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.98M 1.33%
268,086
+14,855
+6% +$213K
TYG
22
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$3.89M 1.29%
99,054
+52,769
+114% +$1.9M
FFC
23
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$772M
$3.76M 1.25%
+229,127
New +$3.53M
CET
24
Central Securities Corp
CET
$1.55B
$3.75M 1.25%
81,851
-885
-1% -$39.2K
RFMZ
25
RiverNorth Flexible Municipal Income Fund II
RFMZ
$322M
$3.68M 1.22%
253,669
+6,550
+3% +$93.5K
1
2 3 4 5

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PCI
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DMBA
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Thomas J. Herzfeld Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Thomas J. Herzfeld Advisors held 253 positions worth $300M, up 5.3% from $285M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2024 filing shows 15 new, 59 increased, 35 reduced and 98 closed positions. Its largest new stake was Flaherty & Crumrine Preferred and Income Securities Fund: 229,127 shares worth $3.76M. The largest sale was Nuveen Preferred & Income Opportunities Fund, an estimated $3.78M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2024 buy was Flaherty & Crumrine Preferred and Income Securities Fund: 229,127 shares worth $3.76M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q3 2024, an estimated $9.6M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2024 reduction was Nuveen Preferred & Income Opportunities Fund, cutting an estimated $3.78M.
  • Thomas J. Herzfeld Advisors fully exited BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. in Q3 2024, selling an estimated $1.97M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $300M portfolio in Q3 2024.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 98 in Q3 2024.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.3% quarter-over-quarter to $300M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.