Thomas J. Herzfeld Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-382,783	Closed	-$6.47M	–	111
2025 Q3	$6.47M	Sell	382,783 -3,398	-0.9%	-$55.9K	2.22%	14
2025 Q2	$6.29M	Buy	386,181 +30,443	+9%	+$473K	2.24%	12
2025 Q1	$5.67M	Sell	355,738 -12,487	-3%	-$199K	1.93%	13
2024 Q4	$5.72M	Buy	368,225 +139,098	+61%	+$2.22M	1.83%	14
2024 Q3	$3.76M	Buy	+229,127	New	+$3.53M	1.25%	23
2019 Q1	–	Sell	-8,585	Closed	-$144K	–	298
2018 Q4	$144K	Buy	+8,585	New	+$146K	0.06%	132

Other funds holding FFC

Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Thomas J. Herzfeld Advisors's FFC Position: Q4 2025 in Review

Thomas J. Herzfeld Advisors sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2025, closing a stake of 382,783 shares — an estimated $6.47M sold.

Thomas J. Herzfeld Advisors first reported a position in FFC in Q4 2018 and held it in 6 quarters. The position peaked at $6.47M in Q3 2025. 112 funds tracked by Wall St. Rank hold FFC as of Q4 2025.

Thomas J. Herzfeld Advisors reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2025 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 382,783 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2025, an estimated $6.47M.
Thomas J. Herzfeld Advisors first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2018 and held it in 6 quarters.
Thomas J. Herzfeld Advisors's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $6.47M in Q3 2025.
112 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2025.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2025, filed 13 Feb 2026.