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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

112 hedge funds and large institutions have $174M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2025 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 32 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 32

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

0.97% less ownership

Funds ownership: 22.76% → 21.79% (-0.97%)

3% less capital invested

Capital invested by funds: $179M → $174M (-$5.87M)

3% less funds holding

Funds holding: 115 → 112 (-3)

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

Holders
112
Holders Change
-3
Holders Change %
-2.61%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
39
Reduced
32
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BA
Bard Associates
Illinois
+$6.08M
2
Stifel Financial
Stifel Financial
Missouri
+$1.98M
3
BPA
Beacon Pointe Advisors
California
+$1.82M
4
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$1.19M
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$500K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$6.47M
2
GP
Gridiron Partners
Pennsylvania
-$5.6M
3
Ameriprise
Ameriprise
Minnesota
-$1.5M
4
SIA
Sit Investment Associates
Minnesota
-$1.45M
5
HighTower Advisors
HighTower Advisors
Illinois
-$604K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
1
Bard Associates
Illinois
$20.1M +$6.08M +365,085 +43%
Wells Fargo
2
Wells Fargo
California
$15.6M +$176K +10,561 +1%
Invesco
3
Invesco
Georgia
$11.7M -$542K -32,567 -4%
Cohen & Steers
4
Cohen & Steers
New York
$9.45M – – –
Morgan Stanley
5
Morgan Stanley
New York
$9.31M -$205K -12,301 -2%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$8.4M -$187K -11,232 -2%
SIA
7
Sit Investment Associates
Minnesota
$8.27M -$1.45M -87,196 -15%
Bank of America
8
Bank of America
North Carolina
$6.28M -$343K -20,589 -5%
HWAM
9
Hennion & Walsh Asset Management
New Jersey
$6.1M +$500K +30,032 +9%
1CP
10
1607 Capital Partners
Virginia
$5.62M -$584K -35,099 -9%
CAG
11
Csenge Advisory Group
Florida
$5.29M +$43.2K +2,593 +0.8%
LPL Financial
12
LPL Financial
California
$5.08M +$102K +6,103 +2%
Stifel Financial
13
Stifel Financial
Missouri
$4.27M +$1.98M +118,912 +85%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.68M -$405K -24,355 -10%
Raymond James Financial
15
Raymond James Financial
Florida
$3.67M -$125K -7,488 -3%
Ameriprise
16
Ameriprise
Minnesota
$2.92M -$1.5M -90,194 -34%
Fiera Capital (Canada)
17
Fiera Capital (Canada)
Quebec, Canada
$2.82M +$1.19M +71,584 +72%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$2.63M -$30.4K -1,824 -1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.61M +$4.83K +290 +0.2%
GP
20
Gridiron Partners
Pennsylvania
$2.49M -$5.6M -336,339 -69%
Osaic Holdings
21
Osaic Holdings
Arizona
$2.21M +$171K +10,248 +8%
SFS
22
Sowell Financial Services
Arkansas
$2M -$52.9K -3,175 -3%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$2M +$22.9K +1,376 +1%
ECA
24
Elevated Capital Advisors
Utah
$1.89M -$33K -1,981 -2%
BPA
25
Beacon Pointe Advisors
California
$1.8M +$1.82M +109,084 New
1
2 3 4 5

FFC Hedge Fund Activity: Q4 2025 in Review

112 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q4 2025, worth a combined $174M — down 3.3% from $179M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FFC and 14 opened new positions — a net loss of 3 holders — while 32 trimmed existing stakes and 39 added.

The largest buyer was Bard Associates, adding an estimated $6.08M. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $6.47M sold.

  • 112 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q4 2025, down from 115 in Q3 2025.
  • Funds reported $174M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q4 2025, down 3.3% quarter-over-quarter.
  • 14 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q4 2025 and 17 closed out, a net change of -3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q4 2025 was Bard Associates, an estimated $6.08M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q4 2025 was Thomas J. Herzfeld Advisors, an estimated $6.47M sold.

Based on aggregated 13F filings for Q4 2025.