FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

69 hedge funds and large institutions have $109M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 9 closing their positions.

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
1.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
24
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$5.12M
2
AG
2
Advisor Group
Arizona
$1.84M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.36M
4
CCM
4
Covington Capital Management
California
$6.09M
5
IH
5
IFC Holdings
Florida
$4.09M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$3.14M
2
LPL Financial
2
LPL Financial
California
$8.65M
3
Bank of America
3
Bank of America
North Carolina
$5.99M
4
AIG
4
American International Group
New York
$0
5
Cohen & Steers
5
Cohen & Steers
New York
$1.22M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$9.77M 450,967 +6,804 +2%
Morgan Stanley
2
Morgan Stanley
New York
$8.86M 409,233 +7,000 +2%
LPL Financial
3
LPL Financial
California
$8.65M 400,094 -71,664 -15%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.46M 344,399 -1,082 -0.3%
CCM
5
Covington Capital Management
California
$6.09M 281,202 +23,620 +9%
Bank of America
6
Bank of America
North Carolina
$5.99M 276,505 -66,234 -19%
NPC
7
National Planning Corporation
California
$5.12M 236,910 +142,498 +151%
Invesco
8
Invesco
Georgia
$4.62M 213,207 +8,781 +4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.36M 201,292 +23,786 +13%
Wells Fargo
10
Wells Fargo
California
$4.13M 190,444 +8,279 +5%
IH
11
IFC Holdings
Florida
$4.09M 188,237 +19,128 +11%
NL
12
NWAM LLC
Washington
$3.82M 176,388 -1,671 -0.9%
OA
13
Oxbow Advisors
Texas
$3.14M 144,886 -125,563 -46%
UCFA
14
United Capital Financial Advisors
Texas
$2.95M 134,166 -33,974 -20%
UBS Group
15
UBS Group
Switzerland
$2.68M 123,644 -3,276 -3%
ADBIC
16
A.D. Beadell Investment Counsel
Wisconsin
$2.12M 97,718 – –
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.97M 91,030 +11,027 +14%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.95M 90,212 +15,354 +21%
PAG
19
Private Advisor Group
New Jersey
$1.93M 89,021 +3,287 +4%
AG
20
Advisor Group
Arizona
$1.84M 85,218 +85,218 New
TIA
21
Tiemann Investment Advisors
California
$1.34M 61,885 +16,950 +38%
GC
22
Guggenheim Capital
Illinois
$1.29M 59,517 -26,047 -30%
Cohen & Steers
23
Cohen & Steers
New York
$1.22M 56,081 -46,080 -45%
CAN
24
Cetera Advisor Networks
California
$1.15M 53,094 -2,819 -5%
TFF
25
The Family Firm
Maryland
$1.08M 50,040 -7,555 -13%
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