FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

63 hedge funds and large institutions have $105M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.81%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
21
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$11.1M
2
ADBIC
2
A.D. Beadell Investment Counsel
Wisconsin
$1.91M
3
NL
3
NWAM LLC
Washington
$4.26M
4
GC
4
Guggenheim Capital
Illinois
$7.43M
5
Bank of America
5
Bank of America
North Carolina
$8.52M

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$5.54M
2
FFA
2
First Foundation Advisors
California
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$10M
4
OC
4
Oppenheimer & Co
New York
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$203K
Name Market Value Shares Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$11.1M 565,721 +294,624 +109%
Morgan Stanley
2
Morgan Stanley
New York
$10M 511,506 -26,066 -5%
OA
3
Oxbow Advisors
Texas
$8.57M 437,422 +911 +0.2%
Bank of America
4
Bank of America
North Carolina
$8.52M 434,518 +58,932 +16%
GC
5
Guggenheim Capital
Illinois
$7.43M 379,099 +60,767 +19%
BTS
6
BB&T Securities
Virginia
$6.83M 34,843 +645 +2%
MCC
7
Mid Continent Capital
Illinois
$5.57M 283,960 -5,375 -2%
Cohen & Steers
8
Cohen & Steers
New York
$5.54M 282,392 -43,264 -13%
Invesco
9
Invesco
Georgia
$5.05M 257,500 +8,656 +3%
NL
10
NWAM LLC
Washington
$4.26M 217,515 +88,423 +68%
LPL Financial
11
LPL Financial
California
$3.47M 176,923 -281 -0.2%
CCM
12
Covington Capital Management
California
$3.29M 168,624 -3,754 -2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.64M 134,887 +4,858 +4%
CS
14
Credit Suisse
Switzerland
$2.64M 134,601 -1,410 -1%
Wells Fargo
15
Wells Fargo
California
$2.37M 120,841 +576 +0.5%
IMS
16
Index Management Solutions
Pennsylvania
$1.93M 98,478 +48,222 +96%
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$1.91M 97,318 +97,318 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.7M 86,630 +306 +0.4%
WA
19
WFG Advisors
Texas
$1.51M 76,911 +1,763 +2%
CAN
20
Cetera Advisor Networks
California
$1.47M 74,592 +14,302 +24%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$1.01M 51,342 +4,194 +9%
BA
22
Bard Associates
Illinois
$875K 44,625 – –
NPC
23
National Planning Corporation
California
$536K 27,325 -4,537 -14%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$514K 26,225 +8,263 +46%
IH
25
IFC Holdings
Florida
$433K 22,112 +11,960 +118%
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