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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

73 hedge funds and large institutions have $104M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 23 increasing their positions, 22 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 22

0.39% less ownership

Funds ownership: 12.12%11.73% (-0.39%)

2% less capital invested

Capital invested by funds: $106M → $104M (-$1.79M)

5% less funds holding

Funds holding: 7773 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
73
Holders Change
-4
Holders Change %
-5.19%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
23
Reduced
22
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$9.51M +$1.15M +58,130 +14%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M +$285K +14,449 +3%
Morgan Stanley
3
Morgan Stanley
New York
$8.19M -$3.4M -172,082 -30%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.03M +$118K +5,991 +2%
Bank of America
5
Bank of America
North Carolina
$6.97M +$50.9K +2,574 +0.8%
OA
6
Oxbow Advisors
Texas
$5.5M -$104K -5,268 -2%
CCM
7
Covington Capital Management
California
$5.24M -$5.73K -290 -0.1%
Invesco
8
Invesco
Georgia
$4.16M -$1.15M -57,983 -22%
Wells Fargo
9
Wells Fargo
California
$3.71M -$480K -24,279 -12%
NL
10
NWAM LLC
Washington
$3.62M -$543K -27,489 -13%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.61M +$441K +22,328 +14%
UCFA
12
United Capital Financial Advisors
Texas
$3.42M -$161K -8,143 -5%
IH
13
IFC Holdings
Florida
$3.42M +$41K +2,077 +1%
UBS Group
14
UBS Group
Switzerland
$2.58M -$659K -33,338 -21%
Cohen & Steers
15
Cohen & Steers
New York
$2.08M -$98.9K -5,007 -5%
ADBIC
16
A.D. Beadell Investment Counsel
Wisconsin
$1.99M
NPC
17
National Planning Corporation
California
$1.95M -$216K -10,940 -10%
PAG
18
Private Advisor Group
New Jersey
$1.75M +$1.22M +61,992 +261%
GC
19
Guggenheim Capital
Illinois
$1.74M -$742K -37,572 -31%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.63M +$108K +5,489 +7%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.52M -$17.9K -907 -1%
AIG
22
American International Group
New York
$1.29M +$108K +5,487 +9%
TFF
23
The Family Firm
Maryland
$1.17M -$32.5K -1,644 -3%
CAN
24
Cetera Advisor Networks
California
$1.14M +$82K +4,152 +8%
BTS
25
BB&T Securities
Virginia
$920K -$51.5K -2,607 -5%