FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $104M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 23 increasing their positions, 22 reducing their positions, and 6 closing their positions.

Holders
73
Holders Change
-4
Holders Change %
-5.19%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
23
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisor Group
New Jersey
$1.75M
2
LPL Financial
2
LPL Financial
California
$9.51M
3
HighTower Advisors
3
HighTower Advisors
Illinois
$885K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.61M
5
RJA
5
Raymond James & Associates
Florida
$693K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.19M
2
Invesco
2
Invesco
Georgia
$4.16M
3
GC
3
Guggenheim Capital
Illinois
$1.74M
4
UBS Group
4
UBS Group
Switzerland
$2.58M
5
NL
5
NWAM LLC
Washington
$3.62M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$9.51M 471,758 +58,130 +14%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M 444,163 +14,449 +3%
Morgan Stanley
3
Morgan Stanley
New York
$8.19M 402,233 -172,082 -30%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.03M 345,481 +5,991 +2%
Bank of America
5
Bank of America
North Carolina
$6.98M 342,739 +2,574 +0.8%
OA
6
Oxbow Advisors
Texas
$5.5M 270,449 -5,268 -2%
CCM
7
Covington Capital Management
California
$5.24M 257,582 -290 -0.1%
Invesco
8
Invesco
Georgia
$4.16M 204,426 -57,983 -22%
Wells Fargo
9
Wells Fargo
California
$3.71M 182,165 -24,279 -12%
NL
10
NWAM LLC
Washington
$3.62M 178,059 -27,489 -13%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.61M 177,506 +22,328 +14%
UCFA
12
United Capital Financial Advisors
Texas
$3.42M 168,140 -8,143 -5%
IH
13
IFC Holdings
Florida
$3.42M 169,109 +2,077 +1%
UBS Group
14
UBS Group
Switzerland
$2.58M 126,920 -33,338 -21%
Cohen & Steers
15
Cohen & Steers
New York
$2.08M 102,161 -5,007 -5%
ADBIC
16
A.D. Beadell Investment Counsel
Wisconsin
$1.99M 97,718 – –
NPC
17
National Planning Corporation
California
$1.95M 94,412 -10,940 -10%
PAG
18
Private Advisor Group
New Jersey
$1.75M 85,734 +61,992 +261%
GC
19
Guggenheim Capital
Illinois
$1.74M 85,564 -37,572 -31%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.63M 80,003 +5,489 +7%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.52M 74,858 -907 -1%
AIG
22
American International Group
New York
$1.29M 63,469 +5,487 +9%
TFF
23
The Family Firm
Maryland
$1.17M 57,595 -1,644 -3%
CAN
24
Cetera Advisor Networks
California
$1.14M 55,913 +4,152 +8%
BTS
25
BB&T Securities
Virginia
$920K 45,254 -2,607 -5%
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