FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

75 hedge funds and large institutions have $84.8M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 4 closing their positions.

Holders
75
Holders Change
+2
Holders Change %
+2.74%
% of All Funds
2.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
22
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$1.7M
2
FFA
2
First Foundation Advisors
California
$741K
3
Wells Fargo
3
Wells Fargo
California
$3.01M
4
AIG
4
American International Group
New York
$1.34M
5
AF
5
Affiance Financial
Minnesota
$619K

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$5.31M
2
GC
2
Guggenheim Capital
Illinois
$6.12M
3
Cohen & Steers
3
Cohen & Steers
New York
$2.83M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.06M
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.06M 485,518 -37,710 -7%
Bank of America
2
Bank of America
North Carolina
$6.8M 364,444 +873 +0.2%
GC
3
Guggenheim Capital
Illinois
$6.12M 327,762 -76,224 -19%
Invesco
4
Invesco
Georgia
$5.7M 305,275 +2,354 +0.8%
OA
5
Oxbow Advisors
Texas
$5.31M 284,363 -120,715 -30%
MCC
6
Mid Continent Capital
Illinois
$5.25M 281,190 -2,750 -1%
LPL Financial
7
LPL Financial
California
$4.24M 220,798 -3,387 -2%
CCM
8
Covington Capital Management
California
$4.17M 223,706 +13,320 +6%
NL
9
NWAM LLC
Washington
$3.99M 214,000 +1,059 +0.5%
UBS Group
10
UBS Group
Switzerland
$3.09M 165,775 +10,862 +7%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.03M 162,350 +4,879 +3%
Wells Fargo
12
Wells Fargo
California
$3.01M 161,261 +29,244 +22%
Cohen & Steers
13
Cohen & Steers
New York
$2.83M 151,697 -50,611 -25%
CAN
14
Cetera Advisor Networks
California
$2.07M 101,735 – –
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.03M 108,652 -3,590 -3%
ADBIC
16
A.D. Beadell Investment Counsel
Wisconsin
$1.82M 97,718 +100 +0.1%
NPC
17
National Planning Corporation
California
$1.7M 91,512 +66,508 +266%
AIG
18
American International Group
New York
$1.34M 72,010 +27,673 +62%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.32M 70,625 +1,177 +2%
TFF
20
The Family Firm
Maryland
$952K 51,025 -237 -0.5%
BTS
21
BB&T Securities
Virginia
$826K 44,310 +509 +1%
FFA
22
First Foundation Advisors
California
$741K 39,732 +39,732 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$739K 39,586 +3,046 +8%
BA
24
Bard Associates
Illinois
$731K 39,200 -1,575 -4%
IH
25
IFC Holdings
Florida
$653K 34,563 +1,751 +5%
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