FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $95.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 27 reducing their positions, and 11 closing their positions.

Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
1.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
22
Reduced
27
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$11M
2
Ameriprise
2
Ameriprise
Minnesota
$2.09M
3
RCM
3
Robinson Capital Management
Michigan
$2.08M
4
FFEC
4
First Financial Equity Corporation
Arizona
$808K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$10.3M

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$5.92M
3
Wells Fargo
3
Wells Fargo
California
$3.65M
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Millennium Management
5
Millennium Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$11M 535,639 +160,956 +43%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10.3M 500,266 +27,356 +6%
CCM
3
Covington Capital Management
California
$7.36M 357,903 +15,915 +5%
Morgan Stanley
4
Morgan Stanley
New York
$5.92M 288,046 -57,393 -17%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$4.89M 237,710 +16,530 +7%
Invesco
6
Invesco
Georgia
$4.82M 234,455 +11,730 +5%
LPL Financial
7
LPL Financial
California
$4.7M 228,145 +8,569 +4%
IH
8
IFC Holdings
Florida
$3.71M 180,504 -3,597 -2%
Wells Fargo
9
Wells Fargo
California
$3.65M 177,442 -20,906 -11%
NL
10
NWAM LLC
Washington
$3.55M 172,754 +4,600 +3%
UBS Group
11
UBS Group
Switzerland
$2.88M 139,916 -2,760 -2%
OA
12
Oxbow Advisors
Texas
$2.59M 125,912 -7,137 -5%
AG
13
Advisor Group
Arizona
$2.36M 114,718 +5,530 +5%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.28M 110,971 +17,812 +19%
Ameriprise
15
Ameriprise
Minnesota
$2.09M 101,258 +101,258 New
RCM
16
Robinson Capital Management
Michigan
$2.08M 101,116 +101,116 New
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$1.96M 95,518 -2,500 -3%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.5M 73,083 +3,695 +5%
NPC
19
National Planning Corporation
California
$1.44M 70,170 -8,545 -11%
TFF
20
The Family Firm
Maryland
$1.31M 63,712 -3,765 -6%
HighTower Advisors
21
HighTower Advisors
Illinois
$1.04M 50,649 +4,224 +9%
CAN
22
Cetera Advisor Networks
California
$1.04M 50,410 +2,416 +5%
TIA
23
Tiemann Investment Advisors
California
$1.03M 50,250 -4,800 -9%
BTS
24
BB&T Securities
Virginia
$1.01M 48,940 -3,031 -6%
FFEC
25
First Financial Equity Corporation
Arizona
$808K 39,389 +39,389 New
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