FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

67 hedge funds and large institutions have $96.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 20 reducing their positions, and 9 closing their positions.

Holders
67
Holders Change
-6
Holders Change %
-8.22%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
24
Reduced
20
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$4.59M
2
AG
2
Advisor Group
Arizona
$3.08M
3
Ameriprise
3
Ameriprise
Minnesota
$2.75M
4
RJA
4
Raymond James & Associates
Florida
$393K
5
BTS
5
BB&T Securities
Virginia
$1.42M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$1.35M
2
OA
2
Oxbow Advisors
Texas
$512K
3
HighTower Advisors
3
HighTower Advisors
Illinois
$263K
4
CCP
4
Clough Capital Partners
Massachusetts
$0
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$382K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$12.1M 550,664 +15,025 +3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$11M 500,219 -47 -0%
CCM
3
Covington Capital Management
California
$7.96M 362,102 +4,199 +1%
Morgan Stanley
4
Morgan Stanley
New York
$6.58M 299,574 +11,528 +4%
Invesco
5
Invesco
Georgia
$5.17M 235,503 +1,048 +0.4%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.17M 235,094 -2,616 -1%
Wells Fargo
7
Wells Fargo
California
$4.59M 209,021 +31,579 +18%
IH
8
IFC Holdings
Florida
$3.85M 175,519 -4,985 -3%
NL
9
NWAM LLC
Washington
$3.68M 167,429 -5,325 -3%
UBS Group
10
UBS Group
Switzerland
$3.29M 149,959 +10,043 +7%
AG
11
Advisor Group
Arizona
$3.08M 140,056 +25,338 +22%
Ameriprise
12
Ameriprise
Minnesota
$2.75M 125,123 +23,865 +24%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.72M 123,689 +12,718 +11%
RCM
14
Robinson Capital Management
Michigan
$2.22M 101,116 – –
ADBIC
15
A.D. Beadell Investment Counsel
Wisconsin
$2.06M 93,818 -1,700 -2%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.66M 75,362 +2,279 +3%
NPC
17
National Planning Corporation
California
$1.5M 68,024 -2,146 -3%
BTS
18
BB&T Securities
Virginia
$1.42M 64,754 +15,814 +32%
TFF
19
The Family Firm
Maryland
$1.35M 61,485 -2,227 -3%
LPL Financial
20
LPL Financial
California
$1.35M 61,377 -166,768 -73%
TIA
21
Tiemann Investment Advisors
California
$1.15M 52,200 +1,950 +4%
CAN
22
Cetera Advisor Networks
California
$1.03M 46,902 -3,508 -7%
BAM
23
Bruderman Asset Management
New York
$912K 41,513 +6,267 +18%
BA
24
Bard Associates
Illinois
$737K 33,550 – –
UCFA
25
United Capital Financial Advisors
Texas
$710K 32,329 +823 +3%
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