FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

93 hedge funds and large institutions have $126M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
93
Holders Change
–
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
11
Increased
36
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
1
Csenge Advisory Group
Florida
$8.26M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.42M
4
SFS
4
Sowell Financial Services
Arkansas
$726K
5
LPL Financial
5
LPL Financial
California
$2.66M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$487K
2
Cohen & Steers
2
Cohen & Steers
New York
$6.02M
3
Invesco
3
Invesco
Georgia
$7.35M
4
Ameriprise
4
Ameriprise
Minnesota
$4.24M
5
AFA
5
American Financial Advisors
Georgia
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$10.1M 480,209 -17,931 -4%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M 431,508 +139,226 +48%
CCM
3
Covington Capital Management
California
$8.67M 413,687 -1,065 -0.3%
CAG
4
Csenge Advisory Group
Florida
$8.26M 394,425 +225,471 +133%
AF
5
Affiance Financial
Minnesota
$8.23M 392,600 +12,513 +3%
Invesco
6
Invesco
Georgia
$7.35M 350,960 -66,694 -16%
Morgan Stanley
7
Morgan Stanley
New York
$6.63M 316,309 +9,862 +3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$6.42M 306,213 +48,149 +19%
Cohen & Steers
9
Cohen & Steers
New York
$6.02M 287,091 -89,719 -24%
Wells Fargo
10
Wells Fargo
California
$5.63M 268,676 +16,382 +6%
Ameriprise
11
Ameriprise
Minnesota
$4.24M 202,441 -45,518 -18%
NL
12
NWAM LLC
Washington
$3.26M 155,368 -1,627 -1%
LPL Financial
13
LPL Financial
California
$2.66M 127,107 +34,216 +37%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$2.64M 125,773 +30,796 +32%
UBS Group
15
UBS Group
Switzerland
$1.98M 94,705 +6,646 +8%
UCFA
16
United Capital Financial Advisors
Texas
$1.71M 81,743 +4,079 +5%
TFF
17
The Family Firm
Maryland
$1.65M 78,715 -3,351 -4%
Mercer Global Advisors
18
Mercer Global Advisors
Colorado
$1.53M 72,869 – –
AG
19
Advisor Group
Arizona
$1.52M 72,766 -21,690 -23%
JG
20
Jefferies Group
New York
$1.47M 70,228 +9,367 +15%
CAN
21
Cetera Advisor Networks
California
$1.46M 69,866 +1,406 +2%
AWM
22
AE Wealth Management
Kansas
$1.29M 61,411 +7,764 +14%
HighTower Advisors
23
HighTower Advisors
Illinois
$1.26M 60,336 -498 -0.8%
BCA
24
Bay Colony Advisors
Massachusetts
$1.13M 53,855 +14,605 +37%
BAM
25
Bruderman Asset Management
New York
$1.12M 53,191 -410 -0.8%
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