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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

96 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 26 increasing their positions, 34 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.24% less ownership

Funds ownership: 14.2%13.97% (-0.24%)

9% less funds holding

Funds holding: 10696 (-10)

24% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 34

26% less capital invested

Capital invested by funds: $136M → $101M (-$35.2M)

41% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 17

Holders
96
Holders Change
-10
Holders Change %
-9.43%
% of All Funds
2.12%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
10
Increased
26
Reduced
34
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.91M +$988K +48,220 +10%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.24M +$794K +38,749 +9%
AF
3
Affiance Financial
Minnesota
$6.76M +$34.1K +1,663 +0.4%
CCM
4
Covington Capital Management
California
$6.75M -$170K -8,300 -2%
CAG
5
Csenge Advisory Group
Florida
$6.64M -$186K -9,071 -2%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.21M +$14K +682 +0.2%
Morgan Stanley
7
Morgan Stanley
New York
$5.08M -$312K -15,245 -5%
Invesco
8
Invesco
Georgia
$4.95M -$483K -23,584 -7%
Wells Fargo
9
Wells Fargo
California
$4.9M +$457K +22,317 +8%
Ameriprise
10
Ameriprise
Minnesota
$3.57M -$125K -6,122 -3%
Osaic Holdings
11
Osaic Holdings
Arizona
$3.5M +$4.29M +209,447 New
BI
12
Bramshill Investments
Florida
$3.17M +$3.89M +190,000 New
Cohen & Steers
13
Cohen & Steers
New York
$2.83M -$847K -41,339 -20%
LPL Financial
14
LPL Financial
California
$2.81M -$442K -21,562 -11%
CAN
15
Cetera Advisor Networks
California
$1.82M +$668K +32,585 +43%
Truist Financial
16
Truist Financial
North Carolina
$1.47M +$312K +15,211 +21%
UCFA
17
United Capital Financial Advisors
Texas
$1.27M -$125K -6,108 -7%
TFF
18
The Family Firm
Maryland
$1.14M -$174K -8,486 -11%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$1.13M +$102 +5 +0%
HighTower Advisors
20
HighTower Advisors
Illinois
$1.01M +$9.49K +463 +0.8%
JG
21
Jefferies Group
New York
$947K +$242K +11,792 +26%
UBS Group
22
UBS Group
Switzerland
$903K -$703K -34,329 -39%
ARG
23
Advisory Resource Group
Oklahoma
$868K +$122K +5,970 +13%
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$838K +$1.03M +50,179 New
SIS
25
Sound Income Strategies
Florida
$805K +$987K +48,195 +2,409,750%

FFC Hedge Fund Activity: Q1 2020 in Review

96 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q1 2020, worth a combined $101M — down 26% from $136M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FFC and 10 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 26 added.

The largest buyer was Bramshill Investments, opening a new position worth an estimated $3.89M. The largest seller was Bruderman Asset Management, exiting entirely with an estimated $867K sold.

  • 96 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q1 2020, down from 106 in Q4 2019.
  • Funds reported $101M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q1 2020, down 26% quarter-over-quarter.
  • 10 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q1 2020 and 17 closed out, a net change of -7 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q1 2020 was Bramshill Investments, an estimated $3.89M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q1 2020 was Bruderman Asset Management, an estimated $867K sold.

Based on aggregated 13F filings for Q1 2020.