FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
73
Holders Change
+6
Holders Change %
+8.96%
% of All Funds
1.95%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
13
Increased
26
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$2.69M
2
BTS
2
BB&T Securities
Virginia
$8.43M
3
TFF
3
The Family Firm
Maryland
$1.01M
4
Morgan Stanley
4
Morgan Stanley
New York
$10.2M
5
Bank of America
5
Bank of America
North Carolina
$7.16M

Top Sellers

1
CS
1
Credit Suisse
Switzerland
$0
2
WA
2
WFG Advisors
Texas
$938K
3
GEM
3
Global Endowment Management
North Carolina
$0
4
OA
4
Oxbow Advisors
Texas
$8.09M
5
NL
5
NWAM LLC
Washington
$4.46M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.2M 534,083 +31,819 +6%
GC
2
Guggenheim Capital
Illinois
$9.03M 474,212 +21,352 +5%
BTS
3
BB&T Securities
Virginia
$8.43M 44,232 +7,395 +20%
OA
4
Oxbow Advisors
Texas
$8.09M 424,460 -7,977 -2%
Bank of America
5
Bank of America
North Carolina
$7.16M 375,774 +29,320 +8%
MCC
6
Mid Continent Capital
Illinois
$5.53M 290,260 -5,775 -2%
Invesco
7
Invesco
Georgia
$5.51M 289,027 +25,499 +10%
Cohen & Steers
8
Cohen & Steers
New York
$5.12M 268,945 -5,010 -2%
NL
9
NWAM LLC
Washington
$4.46M 234,181 -7,575 -3%
LPL Financial
10
LPL Financial
California
$4.21M 221,145 +14,394 +7%
CCM
11
Covington Capital Management
California
$3.74M 196,462 +3,660 +2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.95M 154,908 +21,776 +16%
UBS Group
13
UBS Group
Switzerland
$2.69M 141,070 +141,070 New
IMS
14
Index Management Solutions
Pennsylvania
$2.64M 138,794 +22,036 +19%
Wells Fargo
15
Wells Fargo
California
$2.44M 128,129 -3,207 -2%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.98M 103,770 +13,992 +16%
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$1.86M 97,618 – –
CAN
18
Cetera Advisor Networks
California
$1.8M 94,149 +5,550 +6%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.27M 66,727 +13,009 +24%
TFF
20
The Family Firm
Maryland
$1.01M 53,098 +53,098 New
WA
21
WFG Advisors
Texas
$938K 49,231 -21,959 -31%
BA
22
Bard Associates
Illinois
$891K 46,775 -100 -0.2%
NPC
23
National Planning Corporation
California
$817K 40,616 +3,993 +11%
AIG
24
American International Group
New York
$682K 35,826 +1,391 +4%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$614K 32,215 +2,569 +9%
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