Credit Suisse’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Credit Suisse’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-132,740	Closed	-$2.56M	–	4624
2014 Q3	$2.56M	Sell	132,740 -1,861	-1%	-$35.9K	﹤0.01%	2288
2014 Q2	$2.64M	Sell	134,601 -1,410	-1%	-$28K	﹤0.01%	2480
2014 Q1	$2.62M	Buy	136,011 +4,192	+3%	+$77.6K	﹤0.01%	2312
2013 Q4	$2.31M	Sell	131,819 -737	-0.6%	-$13K	﹤0.01%	2539
2013 Q3	$2.39M	Buy	+132,556	New	+$2.42M	﹤0.01%	2246

Other funds holding FFC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Credit Suisse's FFC Position: Q4 2014 in Review

Credit Suisse sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2014, closing a stake of 132,740 shares — an estimated $2.56M sold.

Credit Suisse first reported a position in FFC in Q3 2013 and held it in 5 quarters. The position peaked at $2.64M in Q2 2014. 73 funds tracked by Wall St. Rank hold FFC as of Q4 2014.

Credit Suisse reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2014 after selling out during the quarter.
Credit Suisse sold 132,740 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2014, an estimated $2.56M.
Credit Suisse first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q3 2013 and held it in 5 quarters.
Credit Suisse's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $2.64M in Q2 2014.
73 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2014.

Based on Credit Suisse's 13F filing for Q4 2014, filed 13 Feb 2015.