CS
FFC

Credit Suisse’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Credit Suisse’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-132,740
Closed -$2.56M – 4624
2014
Q3 		$2.56M Sell
132,740
-1,861
-1% -$35.9K ﹤0.01% 2288
2014
Q2 		$2.64M Sell
134,601
-1,410
-1% -$28K ﹤0.01% 2480
2014
Q1 		$2.62M Buy
136,011
+4,192
+3% +$77.6K ﹤0.01% 2312
2013
Q4 		$2.31M Sell
131,819
-737
-0.6% -$13K ﹤0.01% 2539
2013
Q3 		$2.39M Buy
+132,556
New +$2.42M ﹤0.01% 2246

Other funds holding FFC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return