FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

67 hedge funds and large institutions have $109M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 26 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
67
Holders Change
+4
Holders Change %
+6.35%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
26
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$13.4M
2
GC
2
Guggenheim Capital
Illinois
$8.75M
3
LPL Financial
3
LPL Financial
California
$4.02M
4
OC
4
Oppenheimer & Co
New York
$520K
5
NL
5
NWAM LLC
Washington
$4.67M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$6.69M
2
Jane Street
2
Jane Street
New York
$0
3
BRWA
3
B. Riley Wealth Advisors
Florida
$218K
4
Goldman Sachs
4
Goldman Sachs
New York
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$9.7M
Name Market Value Shares Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$13.4M 695,090 +129,369 +23%
Morgan Stanley
2
Morgan Stanley
New York
$9.7M 502,264 -9,242 -2%
GC
3
Guggenheim Capital
Illinois
$8.75M 452,860 +73,761 +19%
OA
4
Oxbow Advisors
Texas
$8.35M 432,437 -4,985 -1%
BTS
5
BB&T Securities
Virginia
$7.11M 36,837 +1,994 +6%
Bank of America
6
Bank of America
North Carolina
$6.69M 346,454 -88,064 -20%
MCC
7
Mid Continent Capital
Illinois
$5.72M 296,035 +12,075 +4%
Cohen & Steers
8
Cohen & Steers
New York
$5.29M 273,955 -8,437 -3%
Invesco
9
Invesco
Georgia
$5.09M 263,528 +6,028 +2%
NL
10
NWAM LLC
Washington
$4.67M 241,756 +24,241 +11%
LPL Financial
11
LPL Financial
California
$4.02M 206,751 +29,828 +17%
CCM
12
Covington Capital Management
California
$3.72M 192,802 +24,178 +14%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.57M 133,132 -1,755 -1%
CS
14
Credit Suisse
Switzerland
$2.56M 132,740 -1,861 -1%
Wells Fargo
15
Wells Fargo
California
$2.54M 131,336 +10,495 +9%
IMS
16
Index Management Solutions
Pennsylvania
$2.26M 116,758 +18,280 +19%
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$1.89M 97,618 +300 +0.3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.73M 89,778 +3,148 +4%
CAN
19
Cetera Advisor Networks
California
$1.72M 88,599 +14,007 +19%
WA
20
WFG Advisors
Texas
$1.38M 71,190 -5,721 -7%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$1.04M 53,718 +2,376 +5%
BA
22
Bard Associates
Illinois
$905K 46,875 +2,250 +5%
NPC
23
National Planning Corporation
California
$713K 36,623 +9,298 +34%
AIG
24
American International Group
New York
$665K 34,435 +14,248 +71%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$572K 29,646 +3,421 +13%
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