Mid Continent Capital’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Mid Continent Capital’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	$5.18M	Sell	276,364 -4,826	-2%	-$90.3K	0.34%	70
2015 Q2	$5.25M	Sell	281,190 -2,750	-1%	-$55.8K	0.29%	77
2015 Q1	$5.78M	Sell	283,940 -6,320	-2%	-$129K	0.32%	74
2014 Q4	$5.53M	Sell	290,260 -5,775	-2%	-$116K	0.31%	72
2014 Q3	$5.72M	Buy	296,035 +12,075	+4%	+$233K	0.33%	71
2014 Q2	$5.57M	Sell	283,960 -5,375	-2%	-$107K	0.32%	72
2014 Q1	$5.56M	Buy	289,335 +28,970	+11%	+$536K	0.33%	66
2013 Q4	$4.56M	Buy	260,365 +116,125	+81%	+$2.05M	0.28%	75
2013 Q3	$2.6M	Buy	144,240 +19,450	+16%	+$355K	0.18%	109
2013 Q2	$2.34M	Buy	+124,790	New	+$2.5M	0.17%	114

Other funds holding FFC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Mid Continent Capital's FFC Position: Q3 2015 in Review

Mid Continent Capital reduced its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 1.7% in Q3 2015, selling an estimated $90.3K and leaving 276,364 shares worth $5.18M. The position accounts for 0.34% of the portfolio, ranked #70.

Mid Continent Capital first reported a position in FFC in Q2 2013 and has held it in 10 quarters since. The position peaked at $5.78M in Q1 2015. 78 funds tracked by Wall St. Rank hold FFC as of Q3 2015.

Mid Continent Capital held 276,364 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $5.18M as of Q3 2015.
Mid Continent Capital sold 4,826 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2015, an estimated $90.3K.
Flaherty & Crumrine Preferred and Income Securities Fund made up 0.34% of Mid Continent Capital's portfolio in Q3 2015, its #70 holding.
Mid Continent Capital first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and has held it in 10 quarters since.
Mid Continent Capital's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $5.78M in Q1 2015.
78 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2015.

Based on Mid Continent Capital's 13F filing for Q3 2015, filed 22 Oct 2015.