FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

64 hedge funds and large institutions have $86.4M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 4 closing their positions.

Holders
64
Holders Change
+6
Holders Change %
+10.34%
% of All Funds
2.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
19
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$11.2M
2
CS
2
Credit Suisse
Switzerland
$2.39M
3
OA
3
Oxbow Advisors
Texas
$4.59M
4
MCC
4
Mid Continent Capital
Illinois
$2.6M
5
BTS
5
BB&T Securities
Virginia
$5.98M

Top Sellers

1
IH
1
IFC Holdings
Florida
$1.95M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.44M
3
Bank of America
3
Bank of America
North Carolina
$7.49M
4
RJA
4
Raymond James & Associates
Florida
$275K
5
WS
5
Wedbush Securities
California
$203K
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$11.2M 623,044 +422,578 +211%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M 597,807 -6,465 -1%
Bank of America
3
Bank of America
North Carolina
$7.49M 415,426 -58,606 -12%
Cohen & Steers
4
Cohen & Steers
New York
$6.91M 383,302 +14,730 +4%
BTS
5
BB&T Securities
Virginia
$5.98M 33,183 +1,589 +5%
Invesco
6
Invesco
Georgia
$4.89M 271,289 +13,729 +5%
OA
7
Oxbow Advisors
Texas
$4.59M 254,517 +34,174 +16%
CCM
8
Covington Capital Management
California
$3.21M 178,247 +6,737 +4%
LPL Financial
9
LPL Financial
California
$2.98M 166,370 -1,506 -0.9%
MCC
10
Mid Continent Capital
Illinois
$2.6M 144,240 +19,450 +16%
U
11
UBS
Switzerland
$2.54M 140,719 +14,864 +12%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.44M 135,498 -76,133 -36%
CS
13
Credit Suisse
Switzerland
$2.39M 132,556 +132,556 New
Wells Fargo
14
Wells Fargo
California
$2.26M 125,378 +4,375 +4%
IH
15
IFC Holdings
Florida
$1.95M 107,586 -76,093 -41%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.72M 95,355 -4,409 -4%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.54M 85,460 +4,774 +6%
BA
18
Bard Associates
Illinois
$839K 46,525 – –
NPC
19
National Planning Corporation
California
$798K 44,179 +4,372 +11%
MBT
20
Montecito Bank & Trust
California
$774K 42,917 -19,170 -31%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$761K 42,228 -2,499 -6%
WA
22
WFG Advisors
Texas
$715K 39,664 +529 +1%
HighTower Advisors
23
HighTower Advisors
Illinois
$671K 37,241 -400 -1%
FAAS
24
First Allied Advisory Services
California
$610K 33,491 -1,214 -3%
CAN
25
Cetera Advisor Networks
California
$609K 33,858 +4,321 +15%
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