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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

62 hedge funds and large institutions have $98.3M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 18

2% more capital invested

Capital invested by funds: $96.6M → $98.3M (+$1.69M)

0.44% more ownership

Funds ownership: 9.98%10.42% (+0.44%)

7% less funds holding

Funds holding: 6762 (-5)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
62
Holders Change
-5
Holders Change %
-7.46%
% of All Funds
1.55%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
25
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$17.7M +$5.84M +274,976 +50%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10.6M -$96.9K -4,560 -0.9%
CCM
3
Covington Capital Management
California
$8.23M +$479K +22,548 +6%
Morgan Stanley
4
Morgan Stanley
New York
$6.24M -$173K -8,155 -3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$5.05M +$23.5K +1,107 +0.5%
Wells Fargo
6
Wells Fargo
California
$5.04M +$568K +26,718 +13%
Invesco
7
Invesco
Georgia
$4.93M -$104K -4,908 -2%
IH
8
IFC Holdings
Florida
$3.77M +$6.52K +307 +0.2%
NL
9
NWAM LLC
Washington
$3.68M +$95.1K +4,475 +3%
UBS Group
10
UBS Group
Switzerland
$3.23M +$18.7K +878 +0.6%
Ameriprise
11
Ameriprise
Minnesota
$3.04M +$363K +17,075 +14%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.8M +$148K +6,943 +6%
ADBIC
13
A.D. Beadell Investment Counsel
Wisconsin
$1.96M -$42.5K -2,000 -2%
FFA
14
First Foundation Advisors
California
$1.76M +$1.74M +82,115 New
AG
15
Advisor Group
Arizona
$1.7M -$1.28M -60,480 -43%
BTS
16
BB&T Securities
Virginia
$1.69M +$304K +14,307 +22%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.51M -$99.3K -4,675 -6%
LPL Financial
18
LPL Financial
California
$1.43M +$119K +5,601 +9%
TFF
19
The Family Firm
Maryland
$1.35M +$31.3K +1,473 +2%
TIA
20
Tiemann Investment Advisors
California
$1.11M -$9.56K -450 -0.9%
BAM
21
Bruderman Asset Management
New York
$1.02M +$134K +6,327 +15%
CAN
22
Cetera Advisor Networks
California
$1.01M +$9.05K +426 +0.9%
UCFA
23
United Capital Financial Advisors
Texas
$750K +$57.7K +2,716 +8%
BA
24
Bard Associates
Illinois
$718K
PAG
25
Private Advisor Group
New Jersey
$674K -$6.03K -284 -0.9%

FFC Hedge Fund Activity: Q3 2017 in Review

62 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q3 2017, worth a combined $98.3M — up 1.7% from $96.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FFC and 3 opened new positions — a net loss of 4 holders — while 18 trimmed existing stakes and 25 added.

The largest buyer was Bank of America, adding an estimated $5.84M. The largest seller was Robinson Capital Management, exiting entirely with an estimated $2.22M sold.

  • 62 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q3 2017, down from 67 in Q2 2017.
  • Funds reported $98.3M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q3 2017, up 1.7% quarter-over-quarter.
  • 3 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q3 2017 and 7 closed out, a net change of -4 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q3 2017 was Bank of America, an estimated $5.84M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q3 2017 was Robinson Capital Management, an estimated $2.22M sold.

Based on aggregated 13F filings for Q3 2017.