First Foundation Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

First Foundation Advisors’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-12,397	Closed	-$269K	–	352
2019 Q4	$269K	Sell	12,397 -921	-7%	-$19.7K	0.01%	304
2019 Q3	$279K	Sell	13,318 -39,942	-75%	-$813K	0.01%	293
2019 Q2	$1.06M	Buy	53,260 +1,283	+2%	+$25K	0.06%	168
2019 Q1	$983K	Sell	51,977 -51,400	-50%	-$944K	0.06%	168
2018 Q4	$1.73M	Sell	103,377 -3,594	-3%	-$61.1K	0.11%	118
2018 Q3	$1.95M	Sell	106,971 -44,350	-29%	-$842K	0.11%	116
2018 Q2	$2.86M	Buy	151,321 +24,718	+20%	+$462K	0.17%	87
2018 Q1	$2.4M	Buy	126,603 +39,122	+45%	+$753K	0.13%	99
2017 Q4	$1.79M	Buy	87,481 +5,366	+7%	+$112K	0.1%	124
2017 Q3	$1.76M	Buy	+82,115	New	+$1.74M	0.1%	110
2015 Q4	–	Sell	-55,940	Closed	-$1.05M	–	303
2015 Q3	$1.05M	Buy	55,940 +16,208	+41%	+$303K	0.09%	115
2015 Q2	$741K	Buy	+39,732	New	+$807K	0.06%	122
2014 Q2	–	Sell	-32,793	Closed	-$631K	–	249
2014 Q1	$631K	Buy	32,793 +857	+3%	+$15.9K	0.08%	85
2013 Q4	$559K	Sell	31,936 -371	-1%	-$6.56K	0.08%	89
2013 Q3	$582K	Buy	32,307 +4,742	+17%	+$86.6K	0.09%	82
2013 Q2	$517K	Buy	+27,565	New	+$552K	0.1%	73

Other funds holding FFC

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

First Foundation Advisors's FFC Position: Q1 2020 in Review

First Foundation Advisors sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2020, closing a stake of 12,397 shares — an estimated $269K sold.

First Foundation Advisors first reported a position in FFC in Q2 2013 and held it in 16 quarters. The position peaked at $2.86M in Q2 2018. 95 funds tracked by Wall St. Rank hold FFC as of Q1 2020.

First Foundation Advisors reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2020 after selling out during the quarter.
First Foundation Advisors sold 12,397 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2020, an estimated $269K.
First Foundation Advisors first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and held it in 16 quarters.
First Foundation Advisors's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $2.86M in Q2 2018.
95 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2020.

Based on First Foundation Advisors's 13F filing for Q1 2020, filed 11 May 2020.