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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

74 hedge funds and large institutions have $110M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 19

13% more capital invested

Capital invested by funds: $97.5M → $110M (+$12.8M)

1.58% more ownership

Funds ownership: 11.59%13.17% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

6% less funds holding

Funds holding: 7974 (-5)

45% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 11

Holders
74
Holders Change
-5
Holders Change %
-6.33%
% of All Funds
1.69%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
30
Reduced
19
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$15.8M +$52.5K +2,809 +0.3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.65M -$260K -13,892 -3%
CCM
3
Covington Capital Management
California
$7.92M +$109K +5,855 +1%
Invesco
4
Invesco
Georgia
$7.63M +$2.65M +141,882 +54%
OA
5
Oxbow Advisors
Texas
$7.27M +$7.19M +384,444 New
AF
6
Affiance Financial
Minnesota
$6.23M +$2.31M +123,507 +60%
Wells Fargo
7
Wells Fargo
California
$5.92M +$981K +52,475 +20%
Morgan Stanley
8
Morgan Stanley
New York
$5.75M +$228K +12,172 +4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.95M +$170K +9,093 +4%
Cohen & Steers
10
Cohen & Steers
New York
$3.48M +$1.93M +103,239 +128%
NL
11
NWAM LLC
Washington
$3.19M -$21.4K -1,146 -0.7%
FFA
12
First Foundation Advisors
California
$2.86M +$462K +24,718 +20%
RCM
13
Robinson Capital Management
Michigan
$2.83M +$234K +12,525 +9%
LPL Financial
14
LPL Financial
California
$2.69M -$856K -45,772 -24%
Ameriprise
15
Ameriprise
Minnesota
$2.64M +$47.1K +2,520 +2%
TFF
16
The Family Firm
Maryland
$1.67M +$68.6K +3,668 +4%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.48M
LWS
18
Lucia Wealth Services
California
$1.48M +$94.4K +5,050 +7%
UBS Group
19
UBS Group
Switzerland
$1.24M +$181K +9,690 +17%
AG
20
Advisor Group
Arizona
$1M -$61.2K -3,273 -6%
AWM
21
Aevitas Wealth Management
Massachusetts
$932K +$3.76K +201 +0.4%
TIA
22
Tiemann Investment Advisors
California
$922K -$26.2K -1,400 -3%
BAM
23
Bruderman Asset Management
New York
$852K -$94.3K -5,044 -10%
RJA
24
Raymond James & Associates
Florida
$831K +$21K +1,123 +3%
CAN
25
Cetera Advisor Networks
California
$820K +$810K +43,330 New

FFC Hedge Fund Activity: Q2 2018 in Review

74 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q2 2018, worth a combined $110M — up 13% from $97.5M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FFC and 6 opened new positions — a net loss of 5 holders — while 19 trimmed existing stakes and 30 added.

The largest buyer was Oxbow Advisors, opening a new position worth an estimated $7.19M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $2.97M sold.

  • 74 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q2 2018, down from 79 in Q1 2018.
  • Funds reported $110M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q2 2018, up 13% quarter-over-quarter.
  • 6 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q2 2018 and 11 closed out, a net change of -5 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q2 2018 was Oxbow Advisors, an estimated $7.19M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q2 2018 was Wolverine Asset Management, an estimated $2.97M sold.

Based on aggregated 13F filings for Q2 2018.