FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

74 hedge funds and large institutions have $110M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 19 reducing their positions, and 11 closing their positions.

Holders
74
Holders Change
-5
Holders Change %
-6.33%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
30
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$7.27M
2
Invesco
2
Invesco
Georgia
$7.63M
3
AF
3
Affiance Financial
Minnesota
$6.23M
4
Cohen & Steers
4
Cohen & Steers
New York
$3.48M
5
Wells Fargo
5
Wells Fargo
California
$5.92M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
LPL Financial
2
LPL Financial
California
$2.69M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.65M
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
COLIM
5
City of London Investment Management
United Kingdom
$648K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$15.8M 837,070 +2,809 +0.3%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.65M 457,250 -13,892 -3%
CCM
3
Covington Capital Management
California
$7.92M 418,688 +5,855 +1%
Invesco
4
Invesco
Georgia
$7.63M 403,416 +141,882 +54%
OA
5
Oxbow Advisors
Texas
$7.27M 384,444 +384,444 New
AF
6
Affiance Financial
Minnesota
$6.23M 329,075 +123,507 +60%
Wells Fargo
7
Wells Fargo
California
$5.92M 312,983 +52,475 +20%
Morgan Stanley
8
Morgan Stanley
New York
$5.75M 303,856 +12,172 +4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.95M 261,503 +9,093 +4%
Cohen & Steers
10
Cohen & Steers
New York
$3.48M 184,103 +103,239 +128%
NL
11
NWAM LLC
Washington
$3.2M 168,869 -1,146 -0.7%
FFA
12
First Foundation Advisors
California
$2.86M 151,321 +24,718 +20%
RCM
13
Robinson Capital Management
Michigan
$2.83M 149,415 +12,525 +9%
LPL Financial
14
LPL Financial
California
$2.69M 142,351 -45,772 -24%
Ameriprise
15
Ameriprise
Minnesota
$2.64M 139,428 +2,520 +2%
TFF
16
The Family Firm
Maryland
$1.67M 88,087 +3,668 +4%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.48M 77,714 – –
LWS
18
Lucia Wealth Services
California
$1.48M 78,060 +5,050 +7%
UBS Group
19
UBS Group
Switzerland
$1.24M 65,726 +9,690 +17%
AG
20
Advisor Group
Arizona
$1M 52,850 -3,273 -6%
AWM
21
Aevitas Wealth Management
Massachusetts
$932K 49,236 +201 +0.4%
TIA
22
Tiemann Investment Advisors
California
$922K 48,750 -1,400 -3%
BAM
23
Bruderman Asset Management
New York
$852K 45,043 -5,044 -10%
RJA
24
Raymond James & Associates
Florida
$831K 43,909 +1,123 +3%
CAN
25
Cetera Advisor Networks
California
$820K 43,330 +43,330 New
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