FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

65 hedge funds and large institutions have $95M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 23 increasing their positions, 24 reducing their positions, and 2 closing their positions.

Holders
65
Holders Change
-4
Holders Change %
-5.8%
% of All Funds
1.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
23
Reduced
24
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
1
Cetera Advisor Networks
California
$1.68M
2
CCM
2
Covington Capital Management
California
$6.41M
3
LPL Financial
3
LPL Financial
California
$8.76M
4
AG
4
Advisor Group
Arizona
$2.11M
5
PAG
5
Private Advisor Group
New Jersey
$2.1M

Top Sellers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$221K
2
Cohen & Steers
2
Cohen & Steers
New York
$201K
3
GC
3
Guggenheim Capital
Illinois
$454K
4
Morgan Stanley
4
Morgan Stanley
New York
$8.01M
5
UCFA
5
United Capital Financial Advisors
Texas
$2.29M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.88M 455,469 +4,502 +1%
LPL Financial
2
LPL Financial
California
$8.76M 417,471 +17,377 +4%
Morgan Stanley
3
Morgan Stanley
New York
$8.01M 384,893 -24,340 -6%
CCM
4
Covington Capital Management
California
$6.41M 308,262 +27,060 +10%
Bank of America
5
Bank of America
North Carolina
$5.83M 280,252 +3,747 +1%
NPC
6
National Planning Corporation
California
$4.63M 234,659 -2,251 -1%
Invesco
7
Invesco
Georgia
$4.48M 215,254 +2,047 +1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$4.36M 209,438 +8,146 +4%
IH
9
IFC Holdings
Florida
$3.81M 183,324 -4,913 -3%
NL
10
NWAM LLC
Washington
$3.79M 182,263 +5,875 +3%
Wells Fargo
11
Wells Fargo
California
$3.67M 176,606 -13,838 -7%
OA
12
Oxbow Advisors
Texas
$2.88M 138,644 -6,242 -4%
UBS Group
13
UBS Group
Switzerland
$2.74M 131,725 +8,081 +7%
UCFA
14
United Capital Financial Advisors
Texas
$2.29M 109,998 -24,168 -18%
AG
15
Advisor Group
Arizona
$2.11M 101,575 +16,357 +19%
PAG
16
Private Advisor Group
New Jersey
$2.1M 100,086 +11,065 +12%
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$2.03M 97,718 – –
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.93M 92,984 +2,772 +3%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.9M 91,321 +291 +0.3%
CAN
20
Cetera Advisor Networks
California
$1.68M 80,775 +27,681 +52%
TIA
21
Tiemann Investment Advisors
California
$1.2M 57,450 -4,435 -7%
BTS
22
BB&T Securities
Virginia
$1.08M 51,971 +2,931 +6%
TFF
23
The Family Firm
Maryland
$922K 44,316 -5,724 -11%
HighTower Advisors
24
HighTower Advisors
Illinois
$912K 43,794 -51 -0.1%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$846K 40,656 +665 +2%
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