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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

87 hedge funds and large institutions have $123M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2020 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 31 increasing their positions, 27 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more capital invested

Capital invested by funds: $101M → $123M (+$22M)

15% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 27

0.1% less ownership

Funds ownership: 13.97%13.87% (-0.1%)

9% less funds holding

Funds holding: 9687 (-9)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

56% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 16

Holders
87
Holders Change
-9
Holders Change %
-9.38%
% of All Funds
1.78%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
7
Increased
31
Reduced
27
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$13M +$2.91M +151,862 +31%
Bank of America
2
Bank of America
North Carolina
$10.6M -$90.6K -4,724 -0.9%
CCM
3
Covington Capital Management
California
$8.13M
AF
4
Affiance Financial
Minnesota
$8.08M -$55.5K -2,895 -0.7%
Morgan Stanley
5
Morgan Stanley
New York
$7.55M +$1.36M +70,851 +23%
Wells Fargo
6
Wells Fargo
California
$6.26M +$342K +17,845 +6%
Invesco
7
Invesco
Georgia
$5.97M +$5.39K +281 +0.1%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$5.91M -$352K -18,361 -6%
LPL Financial
9
LPL Financial
California
$4.84M +$1.39M +72,475 +43%
Ameriprise
10
Ameriprise
Minnesota
$4.75M +$370K +19,288 +9%
Osaic Holdings
11
Osaic Holdings
Arizona
$4.01M -$188K -9,805 -5%
Cohen & Steers
12
Cohen & Steers
New York
$3.4M
CAG
13
Csenge Advisory Group
Florida
$2.96M -$4.81M -250,734 -63%
NL
14
NWAM LLC
Washington
$2.91M -$122K -6,339 -4%
CAN
15
Cetera Advisor Networks
California
$2.78M +$553K +28,826 +26%
ECA
16
Elevated Capital Advisors
Utah
$2.6M +$2.23M +116,112 New
Truist Financial
17
Truist Financial
North Carolina
$2.19M +$405K +21,128 +24%
TFF
18
The Family Firm
Maryland
$1.42M +$40.9K +2,132 +3%
UCFA
19
United Capital Financial Advisors
Texas
$1.4M -$125K -6,524 -9%
Mercer Global Advisors
20
Mercer Global Advisors
Colorado
$1.37M +$2.26K +118 +0.2%
MML Investors Services
21
MML Investors Services
Massachusetts
$1.25M +$898K +46,872 +305%
AWM
22
AE Wealth Management
Kansas
$1.21M +$431K +22,478 +60%
UBS Group
23
UBS Group
Switzerland
$1.17M +$82.6K +4,308 +8%
SIS
24
Sound Income Strategies
Florida
$1.04M +$72.6K +3,785 +8%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.03M +$465K +24,244 +90%

FFC Hedge Fund Activity: Q2 2020 in Review

87 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q2 2020, worth a combined $123M — up 22% from $101M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FFC and 7 opened new positions — a net loss of 9 holders — while 27 trimmed existing stakes and 31 added.

The largest buyer was Royal Bank of Canada, adding an estimated $2.91M. The largest seller was Csenge Advisory Group, cutting an estimated $4.81M.

  • 87 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q2 2020, down from 96 in Q1 2020.
  • Funds reported $123M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q2 2020, up 22% quarter-over-quarter.
  • 7 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q2 2020 and 16 closed out, a net change of -9 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q2 2020 was Royal Bank of Canada, an estimated $2.91M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q2 2020 was Csenge Advisory Group, an estimated $4.81M sold.

Based on aggregated 13F filings for Q2 2020.