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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

108 hedge funds and large institutions have $99M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2023 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 35 increasing their positions, 26 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

35% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 26

14% more funds holding

Funds holding: 95108 (+13)

1.37% more ownership

Funds ownership: 14.75%16.12% (+1.4%)

3% more capital invested

Capital invested by funds: $96M → $99M (+$3.02M)

Holders
108
Holders Change
+13
Holders Change %
+13.68%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
20
Increased
35
Reduced
26
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$8.06M +$1.92M +142,244 +30%
MP
2
Mangrove Partners
Connecticut
$6.6M
Morgan Stanley
3
Morgan Stanley
New York
$6.44M -$2.37M -175,471 -26%
Bank of America
4
Bank of America
North Carolina
$6.03M -$1.17M -86,758 -16%
Cohen & Steers
5
Cohen & Steers
New York
$4.21M +$351K +26,000 +9%
RL
6
RPO LLC
Connecticut
$4.18M +$4.34M +322,048 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.93M -$205K -15,185 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.74M -$3.06M -226,853 -44%
AA
9
AQR Arbitrage
Connecticut
$3.49M +$3.63M +268,791 New
PCM
10
Penserra Capital Management
California
$3.35M +$1.99M +147,316 +133%
LPL Financial
11
LPL Financial
California
$3.17M +$208K +15,444 +7%
CAG
12
Csenge Advisory Group
Florida
$2.89M +$29.7K +2,200 +1%
Osaic Holdings
13
Osaic Holdings
Arizona
$2.48M +$328K +24,340 +15%
Ameriprise
14
Ameriprise
Minnesota
$2.38M -$1M -74,224 -29%
CPRC
15
Consolidated Portfolio Review Corp
New York
$2.18M +$532K +39,416 +31%
BFM
16
Boothbay Fund Management
New York
$1.96M +$2.03M +150,822 New
TFF
17
The Family Firm
Maryland
$1.76M -$68.5K -5,078 -4%
CAN
18
Cetera Advisor Networks
California
$1.76M +$94.2K +6,985 +5%
ECA
19
Elevated Capital Advisors
Utah
$1.67M +$23.5K +1,743 +1%
SFS
20
Sowell Financial Services
Arkansas
$1.52M +$10.3K +760 +0.7%
UBS Group
21
UBS Group
Switzerland
$1.51M -$67.8K -5,029 -4%
Wells Fargo
22
Wells Fargo
California
$1.46M -$3.66K -271 -0.2%
WWM
23
Western Wealth Management
Colorado
$1.29M -$48.4K -3,585 -3%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.29M +$1.15M +85,454 +610%
WAM
25
Wolverine Asset Management
Illinois
$1.25M +$803K +59,488 +160%

FFC Hedge Fund Activity: Q3 2023 in Review

108 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q3 2023, worth a combined $99M — up 3.1% from $96M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FFC positions and 7 closed out — a net gain of 13 holders — while 35 added to existing stakes and 26 trimmed.

The largest buyer was RPO LLC, opening a new position worth an estimated $4.34M. The largest seller was Royal Bank of Canada, cutting an estimated $3.06M.

  • 108 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q3 2023, up from 95 in Q2 2023.
  • Funds reported $99M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q3 2023, up 3.1% quarter-over-quarter.
  • 20 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q3 2023 and 7 closed out, a net change of +13 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q3 2023 was RPO LLC, an estimated $4.34M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q3 2023 was Royal Bank of Canada, an estimated $3.06M sold.

Based on aggregated 13F filings for Q3 2023.