FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

79 hedge funds and large institutions have $97.5M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 31 increasing their positions, 19 reducing their positions, and 11 closing their positions.

Holders
79
Holders Change
+2
Holders Change %
+2.6%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
13
Increased
31
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$15.9M
2
AF
2
Affiance Financial
Minnesota
$3.91M
3
WAM
3
Wolverine Asset Management
Illinois
$2.97M
4
RCM
4
Robinson Capital Management
Michigan
$2.58M
5
LPL Financial
5
LPL Financial
California
$3.57M

Top Sellers

1
IH
1
IFC Holdings
Florida
$0
2
UBS Group
2
UBS Group
Switzerland
$1.07M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$723K
4
ADBIC
4
A.D. Beadell Investment Counsel
Wisconsin
$0
5
LCM
5
Laurion Capital Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$15.9M 834,261 +227,608 +38%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.95M 471,142 -22,791 -5%
CCM
3
Covington Capital Management
California
$7.84M 412,833 +7,450 +2%
Morgan Stanley
4
Morgan Stanley
New York
$5.54M 291,684 +12,033 +4%
Invesco
5
Invesco
Georgia
$4.97M 261,534 +9,124 +4%
Wells Fargo
6
Wells Fargo
California
$4.95M 260,508 +18,299 +8%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.8M 252,410 +6,966 +3%
AF
8
Affiance Financial
Minnesota
$3.91M 205,568 +205,568 New
LPL Financial
9
LPL Financial
California
$3.57M 188,123 +94,535 +101%
NL
10
NWAM LLC
Washington
$3.23M 170,015 -1,889 -1%
WAM
11
Wolverine Asset Management
Illinois
$2.97M 156,116 +140,401 +893%
Ameriprise
12
Ameriprise
Minnesota
$2.6M 136,908 -763 -0.6%
RCM
13
Robinson Capital Management
Michigan
$2.58M 136,890 +136,890 New
FFA
14
First Foundation Advisors
California
$2.41M 126,603 +39,122 +45%
TFF
15
The Family Firm
Maryland
$1.6M 84,419 +12,185 +17%
Cohen & Steers
16
Cohen & Steers
New York
$1.54M 80,864 +72,506 +868%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.48M 77,714 +5,763 +8%
LWS
18
Lucia Wealth Services
California
$1.39M 73,010 +35,967 +97%
AG
19
Advisor Group
Arizona
$1.07M 56,123 -27,827 -33%
UBS Group
20
UBS Group
Switzerland
$1.07M 56,036 -103,270 -65%
TIA
21
Tiemann Investment Advisors
California
$953K 50,150 -1,600 -3%
BAM
22
Bruderman Asset Management
New York
$952K 50,087 +1,686 +3%
AWM
23
Aevitas Wealth Management
Massachusetts
$932K 49,035 -1,425 -3%
COLIM
24
City of London Investment Management
United Kingdom
$840K 44,242 +44,242 New
RJA
25
Raymond James & Associates
Florida
$813K 42,786 +22,511 +111%
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