LTFS
FFC

Ladenburg Thalmann Financial Services’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$2.3M Sell
106,185
-19,588
-16% -$419K 0.01% 796
2019
Q3 		$2.63M Buy
125,773
+30,796
+32% +$627K 0.02% 710
2019
Q2 		$1.89M Buy
94,977
+1,821
+2% +$35.5K 0.01% 829
2019
Q1 		$1.76M Buy
93,156
+4,010
+4% +$73.7K 0.01% 842
2018
Q4 		$1.49M Buy
89,146
+5,113
+6% +$86.9K 0.01% 813
2018
Q3 		$1.53M Buy
84,033
+6,319
+8% +$120K 0.01% 862
2018
Q2 		$1.48M Hold
77,714
– – 0.01% 850
2018
Q1 		$1.48M Buy
77,714
+5,763
+8% +$111K 0.01% 850
2017
Q4 		$1.47M Buy
71,951
+1,264
+2% +$26.4K 0.01% 839
2017
Q3 		$1.51M Sell
70,687
-4,675
-6% -$99.3K 0.02% 758
2017
Q2 		$1.66M Buy
75,362
+2,279
+3% +$48.5K 0.02% 678
2017
Q1 		$1.5M Buy
73,083
+3,695
+5% +$73.2K 0.02% 695
2016
Q4 		$1.31M Sell
69,388
-21,933
-24% -$430K 0.02% 711
2016
Q3 		$1.9M Buy
91,321
+291
+0.3% +$6.26K 0.03% 515
2016
Q2 		$1.97M Buy
91,030
+11,027
+14% +$230K 0.03% 467
2016
Q1 		$1.63M Buy
80,003
+5,489
+7% +$108K 0.03% 504
2015
Q4 		$1.49M Buy
74,514
+4,983
+7% +$99.1K 0.03% 504
2015
Q3 		$1.3M Sell
69,531
-1,094
-2% -$20.5K 0.03% 532
2015
Q2 		$1.32M Buy
70,625
+1,177
+2% +$23.9K 0.02% 569
2015
Q1 		$1.41M Buy
69,448
+2,721
+4% +$55.7K 0.03% 534
2014
Q4 		$1.27M Buy
66,727
+13,009
+24% +$261K 0.03% 510
2014
Q3 		$1.04M Buy
53,718
+2,376
+5% +$45.9K 0.03% 490
2014
Q2 		$1.01M Buy
51,342
+4,194
+9% +$83.3K 0.03% 506
2014
Q1 		$907K Buy
47,148
+4,704
+11% +$87.1K 0.03% 490
2013
Q4 		$743K Buy
42,444
+216
+0.5% +$3.82K 0.02% 550
2013
Q3 		$761K Sell
42,228
-2,499
-6% -$45.6K 0.03% 508
2013
Q2 		$839K Buy
+44,727
New +$896K 0.03% 452

Other funds holding FFC

Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
CAG
Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return
AF
Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FFC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 16% in Q4 2019, selling an estimated $419K and leaving 106,185 shares worth $2.3M. The position accounts for 0.01% of the portfolio, ranked #796.

Ladenburg Thalmann Financial Services first reported a position in FFC in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.63M in Q3 2019. 106 funds tracked by Wall St. Rank hold FFC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 106,185 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $2.3M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 19,588 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2019, an estimated $419K.
  • Flaherty & Crumrine Preferred and Income Securities Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #796 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $2.63M in Q3 2019.
  • 106 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.