FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $101M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 8 closing their positions.

Holders
73
Holders Change
–
Holders Change %
0%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
24
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisor Group
New Jersey
$486K
2
ICAS
2
Investors Capital Advisory Services
Massachusetts
$348K
3
SGCA
3
Steel Grove Capital Advisors
Tennessee
$292K
4
CCM
4
Covington Capital Management
California
$4.28M
5
Invesco
5
Invesco
Georgia
$6.16M

Top Sellers

1
IMS
1
Index Management Solutions
Pennsylvania
$0
2
GC
2
Guggenheim Capital
Illinois
$8.22M
3
Cohen & Steers
3
Cohen & Steers
New York
$4.12M
4
WA
4
WFG Advisors
Texas
$371K
5
NL
5
NWAM LLC
Washington
$4.33M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.6M 523,228 -10,855 -2%
BTS
2
BB&T Securities
Virginia
$8.91M 43,801 -431 -1%
OA
3
Oxbow Advisors
Texas
$8.24M 405,078 -19,382 -5%
GC
4
Guggenheim Capital
Illinois
$8.22M 403,986 -70,226 -15%
Bank of America
5
Bank of America
North Carolina
$7.4M 363,571 -12,203 -3%
Invesco
6
Invesco
Georgia
$6.16M 302,921 +13,894 +5%
MCC
7
Mid Continent Capital
Illinois
$5.78M 283,940 -6,320 -2%
LPL Financial
8
LPL Financial
California
$4.57M 224,185 +3,040 +1%
NL
9
NWAM LLC
Washington
$4.33M 212,941 -21,240 -9%
CCM
10
Covington Capital Management
California
$4.28M 210,386 +13,924 +7%
Cohen & Steers
11
Cohen & Steers
New York
$4.12M 202,308 -66,637 -25%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.2M 157,471 +2,563 +2%
UBS Group
13
UBS Group
Switzerland
$3.15M 154,913 +13,843 +10%
Wells Fargo
14
Wells Fargo
California
$2.69M 132,017 +3,888 +3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.28M 112,242 +8,472 +8%
CAN
16
Cetera Advisor Networks
California
$2.07M 101,735 +7,586 +8%
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$1.99M 97,618 – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.41M 69,448 +2,721 +4%
TFF
19
The Family Firm
Maryland
$1.04M 51,262 -1,836 -3%
AIG
20
American International Group
New York
$902K 44,337 +8,511 +24%
BA
21
Bard Associates
Illinois
$829K 40,775 -6,000 -13%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$743K 36,540 +4,325 +13%
IH
23
IFC Holdings
Florida
$663K 32,812 +4,450 +16%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$526K 25,850 +7,960 +44%
OC
25
Oppenheimer & Co
New York
$519K 25,508 +275 +1%
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