Index Management Solutions’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Index Management Solutions’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-138,794	Closed	-$2.64M	–	808
2014 Q4	$2.64M	Buy	138,794 +22,036	+19%	+$442K	0.36%	73
2014 Q3	$2.25M	Buy	116,758 +18,280	+19%	+$353K	0.26%	69
2014 Q2	$1.93M	Buy	98,478 +48,222	+96%	+$958K	0.24%	76
2014 Q1	$966K	Buy	+50,256	New	+$931K	0.16%	144

Other funds holding FFC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

LPL Financial San Diego, California $376B AUM 19.32% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return