NL
FFC

NWAM LLC’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

NWAM LLC’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q1 		– Sell
-16,638
Closed -$361K – 532
2021
Q4 		$361K Sell
16,638
-13,571
-45% -$300K 0.03% 377
2021
Q3 		$673K Buy
30,209
+129
+0.4% +$2.95K 0.06% 263
2021
Q2 		$683K Sell
30,080
-27,647
-48% -$631K 0.06% 255
2021
Q1 		$1.35M Sell
57,727
-81,677
-59% -$1.84M 0.13% 165
2020
Q4 		$3.27M Sell
139,404
-1,350
-1% -$29.9K 0.37% 69
2020
Q3 		$2.95M Sell
140,754
-4,115
-3% -$87.2K 0.49% 62
2020
Q2 		$2.91M Buy
+144,869
New +$2.78M 0.41% 60
2019
Q4 		$3.31M Sell
152,418
-2,950
-2% -$63.1K 0.57% 34
2019
Q3 		$3.25M Sell
155,368
-1,627
-1% -$33.1K 0.61% 33
2019
Q2 		$3.13M Sell
156,995
-1,969
-1% -$38.4K 0.62% 31
2019
Q1 		$3.01M Buy
158,964
+285
+0.2% +$5.24K 0.65% 33
2018
Q4 		$2.65M Sell
158,679
-3,905
-2% -$66.4K 0.68% 32
2018
Q3 		$2.96M Sell
162,584
-6,285
-4% -$119K 0.67% 32
2018
Q2 		$3.19M Sell
168,869
-1,146
-0.7% -$21.4K 0.76% 28
2018
Q1 		$3.23M Sell
170,015
-1,889
-1% -$36.4K 0.82% 27
2017
Q4 		$3.52M Hold
171,904
– – 0.89% 25
2017
Q3 		$3.68M Buy
171,904
+4,475
+3% +$95.1K 0.96% 24
2017
Q2 		$3.68M Sell
167,429
-5,325
-3% -$113K 0.64% 25
2017
Q1 		$3.55M Buy
172,754
+4,600
+3% +$91.2K 1.08% 21
2016
Q4 		$3.17M Sell
168,154
-14,109
-8% -$277K 1.05% 23
2016
Q3 		$3.79M Buy
182,263
+5,875
+3% +$126K 0.29% 22
2016
Q2 		$3.82M Sell
176,388
-1,671
-0.9% -$34.8K 1.5% 17
2016
Q1 		$3.62M Sell
178,059
-27,489
-13% -$543K 1.44% 18
2015
Q4 		$4.12M Buy
+205,548
New +$4.09M 1.68% 15
2015
Q3 		– Sell
-214,000
Closed -$3.99M – 177
2015
Q2 		$3.99M Buy
214,000
+1,059
+0.5% +$21.5K 1.67% 15
2015
Q1 		$4.33M Sell
212,941
-21,240
-9% -$435K 1.85% 11
2014
Q4 		$4.46M Sell
234,181
-7,575
-3% -$152K 1.95% 9
2014
Q3 		$4.67M Buy
241,756
+24,241
+11% +$468K 1.66% 11
2014
Q2 		$4.26M Buy
217,515
+88,423
+68% +$1.76M 1.33% 17
2014
Q1 		$2.48M Buy
+129,092
New +$2.39M 0.85% 33

Other funds holding FFC

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
GG
Golden Green Seneca, South Carolina $97.4M AUM 20.83% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

NWAM LLC's FFC Position: Q1 2022 in Review

NWAM LLC sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2022, closing a stake of 16,638 shares — an estimated $361K sold.

NWAM LLC first reported a position in FFC in Q1 2014 and held it in 30 quarters. The position peaked at $4.67M in Q3 2014. 100 funds tracked by Wall St. Rank hold FFC as of Q1 2022.

  • NWAM LLC reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2022 after selling out during the quarter.
  • NWAM LLC sold 16,638 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2022, an estimated $361K.
  • NWAM LLC first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2014 and held it in 30 quarters.
  • NWAM LLC's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $4.67M in Q3 2014.
  • 100 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2022.

Based on NWAM LLC's 13F filing for Q1 2022, filed 12 May 2022.