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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

65 hedge funds and large institutions have $91.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

9% more capital invested

Capital invested by funds: $83.8M → $91.6M (+$7.82M)

0% more funds holding

Funds holding: 6565 (0)

0.11% less ownership

Funds ownership: 10.36%10.25% (-0.11%)

Holders
65
Holders Change
Holders Change %
0%
% of All Funds
1.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
20
Reduced
18
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$10.3M -$454K -24,537 -4%
OA
2
Oxbow Advisors
Texas
$8.39M +$617K +33,296 +8%
Bank of America
3
Bank of America
North Carolina
$7.22M +$23.3K +1,259 +0.3%
BTS
4
BB&T Securities
Virginia
$6.58M +$39.6K +2,139 +7%
Cohen & Steers
5
Cohen & Steers
New York
$6.26M -$450K -24,298 -7%
GC
6
Guggenheim Capital
Illinois
$6.12M -$5.14M -277,629 -47%
MCC
7
Mid Continent Capital
Illinois
$5.56M +$536K +28,970 +11%
U
8
UBS
Switzerland
$5.21M +$2.57M +138,621 +105%
Invesco
9
Invesco
Georgia
$4.79M -$539K -29,110 -10%
LPL Financial
10
LPL Financial
California
$3.41M +$420K +22,697 +15%
CCM
11
Covington Capital Management
California
$3.31M -$44.4K -2,400 -1%
CS
12
Credit Suisse
Switzerland
$2.62M +$77.6K +4,192 +3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.5M +$261K +14,111 +12%
NL
14
NWAM LLC
Washington
$2.48M +$2.39M +129,092 New
Wells Fargo
15
Wells Fargo
California
$2.31M -$170K -9,164 -7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.66M +$168K +9,055 +12%
WA
17
WFG Advisors
Texas
$1.45M +$901K +48,670 +184%
CAN
18
Cetera Advisor Networks
California
$1.17M -$108K -5,827 -9%
IMS
19
Index Management Solutions
Pennsylvania
$966K +$931K +50,256 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$907K +$87.1K +4,704 +11%
BA
21
Bard Associates
Illinois
$858K
FFA
22
First Foundation Advisors
California
$631K +$15.9K +857 +3%
NPC
23
National Planning Corporation
California
$622K -$36.6K -1,974 -6%
OC
24
Oppenheimer & Co
New York
$506K +$11.8K +635 +2%
Goldman Sachs
25
Goldman Sachs
New York
$495K +$477K +25,746 New