FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

65 hedge funds and large institutions have $91.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 9 closing their positions.

Holders
65
Holders Change
–
Holders Change %
0%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
20
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$5.21M
2
NL
2
NWAM LLC
Washington
$2.48M
3
IMS
3
Index Management Solutions
Pennsylvania
$966K
4
WA
4
WFG Advisors
Texas
$1.45M
5
OA
5
Oxbow Advisors
Texas
$8.39M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$6.12M
2
PRCM
2
Pine River Capital Management
Minnesota
$0
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
HighTower Advisors
5
HighTower Advisors
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.3M 537,572 -24,537 -4%
OA
2
Oxbow Advisors
Texas
$8.39M 436,511 +33,296 +8%
Bank of America
3
Bank of America
North Carolina
$7.22M 375,586 +1,259 +0.3%
BTS
4
BB&T Securities
Virginia
$6.58M 34,198 +2,139 +7%
Cohen & Steers
5
Cohen & Steers
New York
$6.26M 325,656 -24,298 -7%
GC
6
Guggenheim Capital
Illinois
$6.12M 318,332 -277,629 -47%
MCC
7
Mid Continent Capital
Illinois
$5.56M 289,335 +28,970 +11%
U
8
UBS
Switzerland
$5.21M 271,097 +138,621 +105%
Invesco
9
Invesco
Georgia
$4.79M 248,844 -29,110 -10%
LPL Financial
10
LPL Financial
California
$3.41M 177,204 +22,697 +15%
CCM
11
Covington Capital Management
California
$3.32M 172,378 -2,400 -1%
CS
12
Credit Suisse
Switzerland
$2.62M 136,011 +4,192 +3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.5M 130,029 +14,111 +12%
NL
14
NWAM LLC
Washington
$2.48M 129,092 +129,092 New
Wells Fargo
15
Wells Fargo
California
$2.31M 120,265 -9,164 -7%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.66M 86,324 +9,055 +12%
WA
17
WFG Advisors
Texas
$1.45M 75,148 +48,670 +184%
CAN
18
Cetera Advisor Networks
California
$1.17M 60,290 -5,827 -9%
IMS
19
Index Management Solutions
Pennsylvania
$966K 50,256 +50,256 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$907K 47,148 +4,704 +11%
BA
21
Bard Associates
Illinois
$858K 44,625 – –
FFA
22
First Foundation Advisors
California
$631K 32,793 +857 +3%
NPC
23
National Planning Corporation
California
$622K 31,862 -1,974 -6%
OC
24
Oppenheimer & Co
New York
$506K 26,299 +635 +2%
Goldman Sachs
25
Goldman Sachs
New York
$495K 25,746 +25,746 New
1
2 3