Oxbow Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Oxbow Advisors’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-14,001	Closed	-$210K	–	204
2022 Q4	$210K	Hold	14,001	–	–	0.04%	194
2022 Q3	$208K	Hold	14,001	–	–	0.03%	221
2022 Q2	$235K	Sell	14,001 -5,500	-28%	-$99.6K	0.03%	222
2022 Q1	$384K	Hold	19,501	–	–	0.04%	201
2021 Q4	$424K	Buy	19,501 +200	+1%	+$4.41K	0.04%	208
2021 Q3	$430K	Hold	19,301	–	–	0.04%	210
2021 Q2	$439K	Hold	19,301	–	–	0.05%	209
2021 Q1	$452K	Hold	19,301	–	–	0.06%	201
2020 Q4	$452K	Sell	19,301 -3,515	-15%	-$78K	0.06%	186
2020 Q3	$478K	Buy	22,816 +165	+0.7%	+$3.5K	0.06%	187
2020 Q2	$456K	Hold	22,651	–	–	0.07%	190
2020 Q1	$378K	Sell	22,651 -580	-2%	-$11.9K	0.06%	197
2019 Q4	$504K	Hold	23,231	–	–	0.06%	206
2019 Q3	$487K	Sell	23,231 -147,392	-86%	-$3M	0.06%	199
2019 Q2	$3.4M	Sell	170,623 -197,451	-54%	-$3.85M	0.41%	61
2019 Q1	$6.96M	Buy	368,074 +3,276	+0.9%	+$60.2K	0.85%	24
2018 Q4	$6.1M	Sell	364,798 -8,959	-2%	-$152K	0.82%	29
2018 Q3	$6.81M	Sell	373,757 -10,687	-3%	-$203K	0.82%	30
2018 Q2	$7.27M	Buy	+384,444	New	+$7.19M	0.93%	27
2018 Q1	–	Sell	-14,001	Closed	-$286K	–	231
2017 Q4	$286K	Hold	14,001	–	–	0.05%	200
2017 Q3	$300K	Sell	14,001 -9,300	-40%	-$198K	0.06%	182
2017 Q2	$512K	Sell	23,301 -102,611	-81%	-$2.18M	0.09%	165
2017 Q1	$2.59M	Sell	125,912 -7,137	-5%	-$141K	0.42%	71
2016 Q4	$2.51M	Sell	133,049 -5,595	-4%	-$110K	0.31%	85
2016 Q3	$2.88M	Sell	138,644 -6,242	-4%	-$134K	0.4%	79
2016 Q2	$3.14M	Sell	144,886 -125,563	-46%	-$2.62M	0.45%	67
2016 Q1	$5.5M	Sell	270,449 -5,268	-2%	-$104K	0.78%	36
2015 Q4	$5.53M	Sell	275,717 -10,278	-4%	-$204K	0.69%	40
2015 Q3	$5.36M	Buy	285,995 +1,632	+0.6%	+$30.5K	0.88%	27
2015 Q2	$5.31M	Sell	284,363 -120,715	-30%	-$2.45M	0.69%	37
2015 Q1	$8.24M	Sell	405,078 -19,382	-5%	-$397K	1.23%	23
2014 Q4	$8.09M	Sell	424,460 -7,977	-2%	-$160K	1.13%	25
2014 Q3	$8.35M	Sell	432,437 -4,985	-1%	-$96.2K	1.18%	24
2014 Q2	$8.57M	Buy	437,422 +911	+0.2%	+$18.1K	1.14%	25
2014 Q1	$8.39M	Buy	436,511 +33,296	+8%	+$617K	1.25%	22
2013 Q4	$7.06M	Buy	403,215 +148,698	+58%	+$2.63M	0.99%	29
2013 Q3	$4.59M	Buy	254,517 +34,174	+16%	+$624K	0.73%	46
2013 Q2	$4.13M	Buy	+220,343	New	+$4.41M	0.72%	36

Other funds holding FFC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Cerity Partners New York $70.8B AUM 21.68% 1-Year Est. Return

Golden Green Seneca, South Carolina $97.4M AUM 20.83% 1-Year Est. Return

Oxbow Advisors's FFC Position: Q1 2023 in Review

Oxbow Advisors sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q1 2023, closing a stake of 14,001 shares — an estimated $210K sold.

Oxbow Advisors first reported a position in FFC in Q2 2013 and held it in 38 quarters. The position peaked at $8.57M in Q2 2014. 101 funds tracked by Wall St. Rank hold FFC as of Q1 2023.

Oxbow Advisors reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q1 2023 after selling out during the quarter.
Oxbow Advisors sold 14,001 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q1 2023, an estimated $210K.
Oxbow Advisors first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and held it in 38 quarters.
Oxbow Advisors's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $8.57M in Q2 2014.
101 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q1 2023.

Based on Oxbow Advisors's 13F filing for Q1 2023, filed 26 Apr 2023.