FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

77 hedge funds and large institutions have $93.1M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
77
Holders Change
+15
Holders Change %
+24.19%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$1.56M
2
AWM
2
Aevitas Wealth Management
Massachusetts
$1.03M
3
LWS
3
Lucia Wealth Services
California
$758K
4
LPL Financial
4
LPL Financial
California
$1.92M
5
Invesco
5
Invesco
Georgia
$5.16M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$12.4M
2
IH
2
IFC Holdings
Florida
$2.01M
3
BTS
3
BB&T Securities
Virginia
$789K
4
NPC
4
National Planning Corporation
California
$0
5
PAG
5
Private Advisor Group
New Jersey
$236K
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$12.4M 606,653 -218,987 -27%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10.1M 493,933 -1,726 -0.3%
CCM
3
Covington Capital Management
California
$8.29M 405,383 +20,733 +5%
Morgan Stanley
4
Morgan Stanley
New York
$5.72M 279,651 -11,768 -4%
Invesco
5
Invesco
Georgia
$5.16M 252,410 +21,815 +9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$5.02M 245,444 +9,243 +4%
Wells Fargo
7
Wells Fargo
California
$4.96M 242,209 +6,470 +3%
NL
8
NWAM LLC
Washington
$3.52M 171,904 – –
UBS Group
9
UBS Group
Switzerland
$3.26M 159,306 +8,469 +6%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$2.86M 139,934 +9,302 +7%
Ameriprise
11
Ameriprise
Minnesota
$2.82M 137,671 -4,527 -3%
IH
12
IFC Holdings
Florida
$2.01M 98,095 -77,731 -44%
LPL Financial
13
LPL Financial
California
$1.92M 93,588 +26,610 +40%
ADBIC
14
A.D. Beadell Investment Counsel
Wisconsin
$1.82M 88,818 -3,000 -3%
FFA
15
First Foundation Advisors
California
$1.79M 87,481 +5,366 +7%
AG
16
Advisor Group
Arizona
$1.72M 83,950 +4,374 +5%
LCM
17
Laurion Capital Management
New York
$1.56M 76,212 +76,212 New
TFF
18
The Family Firm
Maryland
$1.48M 72,234 +9,276 +15%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.47M 71,951 +1,264 +2%
TIA
20
Tiemann Investment Advisors
California
$1.06M 51,750 – –
AWM
21
Aevitas Wealth Management
Massachusetts
$1.03M 50,460 +50,460 New
BAM
22
Bruderman Asset Management
New York
$990K 48,401 +561 +1%
CAN
23
Cetera Advisor Networks
California
$959K 47,053 -275 -0.6%
BTS
24
BB&T Securities
Virginia
$789K 38,600 -40,461 -51%
LWS
25
Lucia Wealth Services
California
$758K 37,043 +37,043 New
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