FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

97 hedge funds and large institutions have $120M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2020 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 5 closing their positions.

Holders
97
Holders Change
+10
Holders Change %
+11.49%
% of All Funds
1.96%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
16
Increased
32
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.62M
2
Ameriprise
2
Ameriprise
Minnesota
$6.1M
3
AAS
3
Avantax Advisory Services
Texas
$523K
4
LPL Financial
4
LPL Financial
California
$5.55M
5
UBS Group
5
UBS Group
Switzerland
$1.6M

Top Sellers

1
AF
1
Affiance Financial
Minnesota
$485K
2
Wells Fargo
2
Wells Fargo
California
$4.63M
3
UCFA
3
United Capital Financial Advisors
Texas
$0
4
AWM
4
AE Wealth Management
Kansas
$0
5
SS
5
Simplicity Solutions
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$13.6M 649,902 +4,732 +0.7%
Bank of America
2
Bank of America
North Carolina
$11.2M 533,372 +4,817 +0.9%
Morgan Stanley
3
Morgan Stanley
New York
$9.62M 458,898 +83,644 +22%
CCM
4
Covington Capital Management
California
$8.2M 391,057 -13,330 -3%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$6.27M 299,256 +5,609 +2%
Ameriprise
6
Ameriprise
Minnesota
$6.1M 290,460 +54,482 +23%
Invesco
7
Invesco
Georgia
$5.76M 275,007 -21,781 -7%
LPL Financial
8
LPL Financial
California
$5.55M 264,738 +24,072 +10%
Wells Fargo
9
Wells Fargo
California
$4.63M 220,868 -90,519 -29%
Cohen & Steers
10
Cohen & Steers
New York
$3.55M 169,198 – –
Osaic Holdings
11
Osaic Holdings
Arizona
$3.4M 162,495 -37,147 -19%
CAN
12
Cetera Advisor Networks
California
$3.23M 153,879 +15,806 +11%
CAG
13
Csenge Advisory Group
Florida
$3.04M 144,360 -2,557 -2%
NL
14
NWAM LLC
Washington
$2.95M 140,754 -4,115 -3%
ECA
15
Elevated Capital Advisors
Utah
$2.51M 113,665 -2,447 -2%
Truist Financial
16
Truist Financial
North Carolina
$1.92M 91,695 -17,429 -16%
UBS Group
17
UBS Group
Switzerland
$1.6M 76,191 +17,819 +31%
JG
18
Jefferies Group
New York
$1.53M 73,210 +15,666 +27%
Mercer Global Advisors
19
Mercer Global Advisors
Colorado
$1.43M 68,112 +120 +0.2%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$1.38M 65,624 +14,397 +28%
TFF
21
The Family Firm
Maryland
$1.35M 64,230 -6,191 -9%
SIS
22
Sound Income Strategies
Florida
$1.15M 54,872 +2,890 +6%
Stifel Financial
23
Stifel Financial
Missouri
$914K 43,627 +902 +2%
FDCDDQ
24
Federation des caisses Desjardins du Quebec
Quebec, Canada
$867K 41,381 +341 +0.8%
PAG
25
Private Advisor Group
New Jersey
$822K 39,217 +3,922 +11%
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