AE Wealth Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

AE Wealth Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-60,069	Closed	-$1.21M	–	1305
2020 Q2	$1.21M	Buy	60,069 +22,478	+60%	+$431K	0.02%	559
2020 Q1	$628K	Sell	37,591 -35,638	-49%	-$730K	0.01%	611
2019 Q4	$1.59M	Buy	73,229 +11,818	+19%	+$253K	0.03%	409
2019 Q3	$1.29M	Buy	61,411 +7,764	+14%	+$158K	0.04%	377
2019 Q2	$1.07M	Buy	+53,647	New	+$1.05M	0.03%	395

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

AE Wealth Management's FFC Position: Q3 2020 in Review

AE Wealth Management sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2020, closing a stake of 60,069 shares — an estimated $1.21M sold.

AE Wealth Management first reported a position in FFC in Q2 2019 and held it in 5 quarters. The position peaked at $1.59M in Q4 2019. 97 funds tracked by Wall St. Rank hold FFC as of Q3 2020.

AE Wealth Management reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q3 2020 after selling out during the quarter.
AE Wealth Management sold 60,069 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2020, an estimated $1.21M.
AE Wealth Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2019 and held it in 5 quarters.
AE Wealth Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.59M in Q4 2019.
97 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2020.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.