UCFA
FFC

United Capital Financial Advisors’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

United Capital Financial Advisors’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q3 		– Sell
-69,427
Closed -$1.4M – 1178
2020
Q2 		$1.4M Sell
69,427
-6,524
-9% -$125K 0.01% 584
2020
Q1 		$1.27M Sell
75,951
-6,108
-7% -$125K 0.01% 580
2019
Q4 		$1.78M Buy
82,059
+316
+0.4% +$6.76K 0.01% 625
2019
Q3 		$1.71M Buy
81,743
+4,079
+5% +$83K 0.01% 617
2019
Q2 		$1.55M Buy
77,664
+21,972
+39% +$429K 0.01% 689
2019
Q1 		$1.05M Buy
55,692
+16,867
+43% +$310K 0.01% 763
2018
Q4 		$650K Buy
38,825
+2,218
+6% +$37.7K 0.01% 823
2018
Q3 		$667K Sell
36,607
-380
-1% -$7.21K ﹤0.01% 896
2018
Q2 		$700K Buy
36,987
+1,192
+3% +$22.3K 0.01% 854
2018
Q1 		$680K Buy
35,795
+274
+0.8% +$5.27K 0.01% 874
2017
Q4 		$727K Buy
35,521
+476
+1% +$9.94K 0.01% 864
2017
Q3 		$750K Buy
35,045
+2,716
+8% +$57.7K 0.01% 850
2017
Q2 		$710K Buy
32,329
+823
+3% +$17.5K 0.01% 846
2017
Q1 		$647K Sell
31,506
-14,324
-31% -$284K 0.01% 855
2016
Q4 		$863K Sell
45,830
-64,168
-58% -$1.26M 0.01% 787
2016
Q3 		$2.29M Sell
109,998
-24,168
-18% -$520K 0.02% 553
2016
Q2 		$2.95M Sell
134,166
-33,974
-20% -$708K 0.03% 467
2016
Q1 		$3.42M Sell
168,140
-8,143
-5% -$161K 0.04% 417
2015
Q4 		$3.53M Buy
176,283
+105,802
+150% +$2.1M 0.04% 418
2015
Q3 		$1.32M Buy
+70,481
New +$1.32M 0.02% 618

Other funds holding FFC

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

United Capital Financial Advisors's FFC Position: Q3 2020 in Review

United Capital Financial Advisors sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2020, closing a stake of 69,427 shares — an estimated $1.4M sold.

United Capital Financial Advisors first reported a position in FFC in Q3 2015 and held it in 20 quarters. The position peaked at $3.53M in Q4 2015. 97 funds tracked by Wall St. Rank hold FFC as of Q3 2020.

  • United Capital Financial Advisors reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q3 2020 after selling out during the quarter.
  • United Capital Financial Advisors sold 69,427 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2020, an estimated $1.4M.
  • United Capital Financial Advisors first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q3 2015 and held it in 20 quarters.
  • United Capital Financial Advisors's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $3.53M in Q4 2015.
  • 97 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2020.

Based on United Capital Financial Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.