FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

76 hedge funds and large institutions have $84M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
76
Holders Change
+11
Holders Change %
+16.92%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
22
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$2.52M
2
Bank of America
2
Bank of America
North Carolina
$7.06M
3
CCP
3
Clough Capital Partners
Massachusetts
$697K
4
EDRH
4
Edmond de Rothschild Holding
Switzerland
$645K
5
CCM
5
Covington Capital Management
California
$6.44M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$4.3M
2
NPC
2
National Planning Corporation
California
$1.57M
3
PAG
3
Private Advisor Group
New Jersey
$676K
4
UCFA
4
United Capital Financial Advisors
Texas
$863K
5
Morgan Stanley
5
Morgan Stanley
New York
$6.51M
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.91M 472,910 +17,441 +4%
Bank of America
2
Bank of America
North Carolina
$7.06M 374,683 +94,431 +34%
Morgan Stanley
3
Morgan Stanley
New York
$6.51M 345,439 -39,454 -10%
CCM
4
Covington Capital Management
California
$6.44M 341,988 +33,726 +11%
LPL Financial
5
LPL Financial
California
$4.3M 219,576 -197,895 -47%
Invesco
6
Invesco
Georgia
$4.2M 222,725 +7,471 +3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.17M 221,180 +11,742 +6%
Wells Fargo
8
Wells Fargo
California
$3.74M 198,348 +21,742 +12%
IH
9
IFC Holdings
Florida
$3.47M 184,101 +777 +0.4%
NL
10
NWAM LLC
Washington
$3.17M 168,154 -14,109 -8%
UBS Group
11
UBS Group
Switzerland
$2.69M 142,676 +10,951 +8%
LCM
12
Laurion Capital Management
New York
$2.52M 133,519 +133,519 New
OA
13
Oxbow Advisors
Texas
$2.51M 133,049 -5,595 -4%
AG
14
Advisor Group
Arizona
$2.06M 109,188 +7,613 +7%
ADBIC
15
A.D. Beadell Investment Counsel
Wisconsin
$1.85M 98,018 +300 +0.3%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$1.76M 93,159 +175 +0.2%
NPC
17
National Planning Corporation
California
$1.57M 78,715 -155,944 -66%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.31M 69,388 -21,933 -24%
TFF
19
The Family Firm
Maryland
$1.27M 67,477 +23,161 +52%
BTS
20
BB&T Securities
Virginia
$1.08M 51,971 – –
TIA
21
Tiemann Investment Advisors
California
$1.04M 55,050 -2,400 -4%
CAN
22
Cetera Advisor Networks
California
$903K 47,994 -32,781 -41%
HighTower Advisors
23
HighTower Advisors
Illinois
$874K 46,425 +2,631 +6%
UCFA
24
United Capital Financial Advisors
Texas
$863K 45,830 -64,168 -58%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$738K 39,154 -1,502 -4%
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