NPC
FFC

National Planning Corporation’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

National Planning Corporation’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-23,887
Closed -$511K – 226
2017
Q3 		$511K Sell
23,887
-44,137
-65% -$938K 0.04% 361
2017
Q2 		$1.5M Sell
68,024
-2,146
-3% -$45.6K 0.11% 202
2017
Q1 		$1.44M Sell
70,170
-8,545
-11% -$169K 0.11% 192
2016
Q4 		$1.56M Sell
78,715
-155,944
-66% -$3.06M 0.12% 175
2016
Q3 		$4.63M Sell
234,659
-2,251
-1% -$48.4K 0.37% 61
2016
Q2 		$5.12M Buy
236,910
+142,498
+151% +$2.97M 0.4% 59
2016
Q1 		$1.95M Sell
94,412
-10,940
-10% -$216K 0.17% 133
2015
Q4 		$2.09M Buy
105,352
+11,631
+12% +$231K 0.17% 133
2015
Q3 		$1.89M Buy
93,721
+2,209
+2% +$41.3K 0.17% 129
2015
Q2 		$1.7M Buy
91,512
+66,508
+266% +$1.35M 0.15% 142
2015
Q1 		$513K Sell
25,004
-15,612
-38% -$320K 0.05% 349
2014
Q4 		$817K Buy
40,616
+3,993
+11% +$80.2K 0.06% 288
2014
Q3 		$713K Buy
36,623
+9,298
+34% +$180K 0.05% 321
2014
Q2 		$536K Sell
27,325
-4,537
-14% -$90.1K 0.04% 377
2014
Q1 		$622K Sell
31,862
-1,974
-6% -$36.6K 0.05% 321
2013
Q4 		$592K Sell
33,836
-10,343
-23% -$183K 0.05% 332
2013
Q3 		$798K Buy
44,179
+4,372
+11% +$79.8K 0.08% 257
2013
Q2 		$744K Buy
+39,807
New +$798K 0.09% 219

Other funds holding FFC

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
CCM
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NL
NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

National Planning Corporation's FFC Position: Q4 2017 in Review

National Planning Corporation sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2017, closing a stake of 23,887 shares — an estimated $511K sold.

National Planning Corporation first reported a position in FFC in Q2 2013 and held it in 18 quarters. The position peaked at $5.12M in Q2 2016. 77 funds tracked by Wall St. Rank hold FFC as of Q4 2017.

  • National Planning Corporation reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 23,887 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2017, an estimated $511K.
  • National Planning Corporation first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and held it in 18 quarters.
  • National Planning Corporation's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $5.12M in Q2 2016.
  • 77 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.