FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

96 hedge funds and large institutions have $116M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 5 closing their positions.

Holders
96
Holders Change
+8
Holders Change %
+9.09%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
29
Reduced
30
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECA
1
Elevated Capital Advisors
Utah
$2.39M
2
Mercer Global Advisors
2
Mercer Global Advisors
Colorado
$1.38M
3
Ameriprise
3
Ameriprise
Minnesota
$3.65M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.9M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$950K

Top Sellers

1
AFA
1
American Financial Advisors
Georgia
$3.25M
2
SIA
2
Sit Investment Associates
Minnesota
$2.42M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.56M
4
FFA
4
First Foundation Advisors
California
$983K
5
Bank of America
5
Bank of America
North Carolina
$10.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$10.1M 531,724 -36,070 -6%
Invesco
2
Invesco
Georgia
$8.5M 449,223 -29,600 -6%
CCM
3
Covington Capital Management
California
$7.86M 415,407 +510 +0.1%
AF
4
Affiance Financial
Minnesota
$7.06M 373,069 +16,100 +5%
OA
5
Oxbow Advisors
Texas
$6.96M 368,074 +3,276 +0.9%
Cohen & Steers
6
Cohen & Steers
New York
$6.73M 355,787 – –
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.56M 293,921 -56,572 -16%
Morgan Stanley
8
Morgan Stanley
New York
$5.55M 293,538 +4,702 +2%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$4.9M 259,362 +30,884 +14%
Wells Fargo
10
Wells Fargo
California
$4.8M 253,843 +7,406 +3%
Ameriprise
11
Ameriprise
Minnesota
$3.65M 194,269 +36,383 +23%
AFA
12
American Financial Advisors
Georgia
$3.25M 171,984 -448,080 -72%
NL
13
NWAM LLC
Washington
$3.01M 158,964 +285 +0.2%
SIA
14
Sit Investment Associates
Minnesota
$2.42M 128,073 -296,799 -70%
ECA
15
Elevated Capital Advisors
Utah
$2.39M 135,011 +135,011 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.76M 93,156 +4,010 +4%
TFF
17
The Family Firm
Maryland
$1.71M 90,201 -13,098 -13%
UBS Group
18
UBS Group
Switzerland
$1.62M 85,665 -7,953 -8%
RCM
19
Robinson Capital Management
Michigan
$1.58M 83,512 – –
Mercer Global Advisors
20
Mercer Global Advisors
Colorado
$1.38M 72,869 +72,869 New
AG
21
Advisor Group
Arizona
$1.33M 70,355 +9,296 +15%
LPL Financial
22
LPL Financial
California
$1.32M 69,537 -15,163 -18%
JG
23
Jefferies Group
New York
$1.17M 61,719 +16,089 +35%
UCFA
24
United Capital Financial Advisors
Texas
$1.05M 55,692 +16,867 +43%
CAN
25
Cetera Advisor Networks
California
$1.02M 54,026 +4,425 +9%
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