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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

115 hedge funds and large institutions have $179M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2025 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 37 increasing their positions, 32 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 9

16% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 32

9% more capital invested

Capital invested by funds: $164M → $179M (+$15.2M)

3% more funds holding

Funds holding: 112 → 115 (+3)

1.81% more ownership

Funds ownership: 20.95% → 22.76% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
115
Holders Change
+3
Holders Change %
+2.68%
% of All Funds
1.51%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
37
Reduced
32
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BA
Bard Associates
Illinois
+$6.73M
2
GP
Gridiron Partners
Pennsylvania
+$5.57M
3
SIA
Sit Investment Associates
Minnesota
+$2.79M
4
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
+$1.63M
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$771K

Top Sellers

1
AA
AQR Arbitrage
Connecticut
-$2.02M
2
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$955K
3
MC
Matisse Capital
Oregon
-$389K
4
Invesco
Invesco
Georgia
-$378K
5
CAG
Csenge Advisory Group
Florida
-$328K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.8M +$446K +27,122 +3%
BA
2
Bard Associates
Illinois
$14.4M +$6.73M +409,199 +92%
Invesco
3
Invesco
Georgia
$12.5M -$378K -22,988 -3%
SIA
4
Sit Investment Associates
Minnesota
$9.93M +$2.79M +169,871 +41%
Morgan Stanley
5
Morgan Stanley
New York
$9.73M +$30K +1,823 +0.3%
Cohen & Steers
6
Cohen & Steers
New York
$9.67M – – –
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$8.78M +$505K +30,697 +6%
Bank of America
8
Bank of America
North Carolina
$6.77M +$8.81K +536 +0.1%
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$6.47M -$55.9K -3,398 -0.9%
1CP
10
1607 Capital Partners
Virginia
$6.34M – – –
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$5.73M +$771K +46,863 +16%
CAG
12
Csenge Advisory Group
Florida
$5.37M -$328K -19,946 -6%
LPL Financial
13
LPL Financial
California
$5.09M +$206K +12,534 +4%
Ameriprise
14
Ameriprise
Minnesota
$4.51M -$306K -18,619 -7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.17M +$116K +7,054 +3%
Raymond James Financial
16
Raymond James Financial
Florida
$3.88M +$371K +22,532 +11%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$2.72M +$37.2K +2,261 +1%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$2.67M -$23.7K -1,441 -0.9%
GP
19
Gridiron Partners
Pennsylvania
$2.54M +$5.57M +338,939 +229%
Stifel Financial
20
Stifel Financial
Missouri
$2.36M +$239K +14,535 +12%
SFS
21
Sowell Financial Services
Arkansas
$2.1M +$2.4K +146 +0.1%
Osaic Holdings
22
Osaic Holdings
Arizona
$2.02M +$16.5K +1,003 +0.8%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$2.02M -$181 -11 -0%
ECA
24
Elevated Capital Advisors
Utah
$1.97M -$94.4K -5,741 -5%
Fiera Capital (Canada)
25
Fiera Capital (Canada)
Quebec, Canada
$1.67M +$1.63M +99,033 New
1
2 3 4 5

FFC Hedge Fund Activity: Q3 2025 in Review

115 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q3 2025, worth a combined $179M — up 9.3% from $164M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FFC positions and 9 closed out — a net gain of 4 holders — while 37 added to existing stakes and 32 trimmed.

The largest buyer was Bard Associates, adding an estimated $6.73M. The largest seller was AQR Arbitrage, cutting an estimated $2.02M.

  • 115 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q3 2025, up from 112 in Q2 2025.
  • Funds reported $179M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q3 2025, up 9.3% quarter-over-quarter.
  • 13 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q3 2025 and 9 closed out, a net change of +4 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q3 2025 was Bard Associates, an estimated $6.73M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q3 2025 was AQR Arbitrage, an estimated $2.02M sold.

Based on aggregated 13F filings for Q3 2025.