Advisor Group’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Advisor Group’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.29M	Buy	105,672 +32,906	+45%	+$704K	0.02%	745
2019 Q3	$1.52M	Sell	72,766 -21,690	-23%	-$441K	0.01%	902
2019 Q2	$1.88M	Buy	94,456 +24,101	+34%	+$470K	0.01%	781
2019 Q1	$1.33M	Buy	70,355 +9,296	+15%	+$171K	0.01%	930
2018 Q4	$1.02M	Sell	61,059 -317	-0.5%	-$5.39K	0.01%	931
2018 Q3	$1.12M	Buy	61,376 +8,526	+16%	+$162K	0.01%	913
2018 Q2	$1M	Sell	52,850 -3,273	-6%	-$61.2K	0.01%	860
2018 Q1	$1.07M	Sell	56,123 -27,827	-33%	-$536K	0.01%	823
2017 Q4	$1.72M	Buy	83,950 +4,374	+5%	+$91.4K	0.02%	617
2017 Q3	$1.7M	Sell	79,576 -60,480	-43%	-$1.28M	0.03%	567
2017 Q2	$3.08M	Buy	140,056 +25,338	+22%	+$539K	0.05%	344
2017 Q1	$2.36M	Buy	114,718 +5,530	+5%	+$110K	0.05%	401
2016 Q4	$2.06M	Buy	109,188 +7,613	+7%	+$149K	0.05%	416
2016 Q3	$2.11M	Buy	101,575 +16,357	+19%	+$352K	0.05%	386
2016 Q2	$1.84M	Buy	+85,218	New	+$1.78M	0.05%	406

Other funds holding FFC

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Advisor Group's FFC Position: Q4 2019 in Review

Advisor Group increased its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 45% in Q4 2019, buying an estimated $704K and bringing the position to 105,672 shares worth $2.29M. The position accounts for 0.02% of the portfolio, ranked #745.

Advisor Group first reported a position in FFC in Q2 2016 and has held it in 15 quarters since. The position peaked at $3.08M in Q2 2017. 106 funds tracked by Wall St. Rank hold FFC as of Q4 2019.

Advisor Group held 105,672 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $2.29M as of Q4 2019.
Advisor Group bought 32,906 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2019, an estimated $704K.
Flaherty & Crumrine Preferred and Income Securities Fund made up 0.02% of Advisor Group's portfolio in Q4 2019, its #745 holding.
Advisor Group first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2016 and has held it in 15 quarters since.
Advisor Group's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $3.08M in Q2 2017.
106 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.