Lucia Wealth Services’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Lucia Wealth Services’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-78,060	Closed	-$1.42M	–	191
2018 Q3	$1.42M	Hold	78,060	–	–	0.44%	55
2018 Q2	$1.48M	Buy	78,060 +5,050	+7%	+$94.4K	0.65%	41
2018 Q1	$1.39M	Buy	73,010 +35,967	+97%	+$692K	0.45%	71
2017 Q4	$758K	Buy	+37,043	New	+$774K	0.34%	63

Other funds holding FFC

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Lucia Wealth Services's FFC Position: Q4 2018 in Review

Lucia Wealth Services sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q4 2018, closing a stake of 78,060 shares — an estimated $1.42M sold.

Lucia Wealth Services first reported a position in FFC in Q4 2017 and held it in 4 quarters. The position peaked at $1.48M in Q2 2018. 88 funds tracked by Wall St. Rank hold FFC as of Q4 2018.

Lucia Wealth Services reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q4 2018 after selling out during the quarter.
Lucia Wealth Services sold 78,060 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q4 2018, an estimated $1.42M.
Lucia Wealth Services first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2017 and held it in 4 quarters.
Lucia Wealth Services's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.48M in Q2 2018.
88 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q4 2018.

Based on Lucia Wealth Services's 13F filing for Q4 2018, filed 13 Feb 2019.