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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+7.38%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$426M
AUM Growth
+$47.8M
Cap. Flow
+$22.6M
Cap. Flow %
5.3%
Top 10 Hldgs %
46.08%
Holding
185
New
9
Increased
94
Reduced
41
Closed
8

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$1.98M
2
MRK icon
Merck
MRK
+$1.41M
3
JNJ icon
Johnson & Johnson
JNJ
+$1.31M
4
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.25M
5
MSFT icon
Microsoft
MSFT
+$1.01M

Top Sells

Rank Stock Value
1
HUSV icon
First Trust Horizon Managed Volatility Domestic ETF
HUSV
+$795K
2
DVY icon
iShares Select Dividend ETF
DVY
+$734K
3
SYG
SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust
SYG
+$509K
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$453K
5
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$431K

Sector Composition

Rank Sector Weight
1 Technology 25.97%
2 Healthcare 14.4%
3 Consumer Staples 14.28%
4 Communication Services 10.25%
5 Financials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
1
Johnson & Johnson
JNJ
$602B
$28.6M 6.71%
191,956
+8,858
+5% +$1.31M
AAPL icon
2
Apple
AAPL
$4.89T
$25.7M 6.02%
221,722
+3,046
+1% +$332K
MSFT icon
3
Microsoft
MSFT
$2.98T
$23.3M 5.46%
110,559
+4,811
+5% +$1.01M
BR icon
4
Broadridge
BR
$17.7B
$20.8M 4.89%
157,753
+4,409
+3% +$589K
PARA
5
DELISTED
Paramount Global Class B
PARA
$19.3M 4.53%
689,859
+14,350
+2% +$384K
MRK icon
6
Merck
MRK
$315B
$18.5M 4.34%
233,528
+17,952
+8% +$1.41M
KMB icon
7
Kimberly-Clark
KMB
$36.2B
$16.6M 3.89%
112,322
+4,581
+4% +$688K
GOOG icon
8
Alphabet (Google) Class C
GOOG
$4.32T
$15M 3.51%
203,600
+6,980
+4% +$533K
HUSV icon
9
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$74.8M
$14.5M 3.41%
530,843
-29,298
-5% -$795K
HSY icon
10
Hershey
HSY
$35.4B
$14.2M 3.33%
99,155
+5,188
+6% +$736K
ADP icon
11
Automatic Data Processing
ADP
$103B
$11.2M 2.63%
80,279
+4,388
+6% +$615K
K
12
DELISTED
Kellanova
K
$10.9M 2.55%
179,317
+7,298
+4% +$463K
CLX icon
13
Clorox
CLX
$11.9B
$10.5M 2.46%
49,966
+1,157
+2% +$258K
PHYS icon
14
Sprott Physical Gold
PHYS
$14.3B
$9.46M 2.22%
628,282
+129,648
+26% +$1.98M
IBM icon
15
IBM
IBM
$206B
$8.94M 2.1%
76,893
+4,055
+6% +$477K
VRIG icon
16
Invesco Variable Rate Investment Grade ETF
VRIG
$1.75B
$7.73M 1.81%
311,156
-10,694
-3% -$265K
MKC icon
17
McCormick & Company Non-Voting
MKC
$14.2B
$6.95M 1.63%
71,654
+2,394
+3% +$234K
SPTL icon
18
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$6.8M 1.6%
145,465
+9,976
+7% +$473K
SPMB icon
19
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.02B
$6.63M 1.56%
248,849
+1,719
+0.7% +$45.9K
FLRN icon
20
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$5.74M 1.35%
187,831
-2,955
-2% -$90.3K
TOTL icon
21
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.15B
$5.7M 1.34%
115,650
+15,862
+16% +$786K
VTI icon
22
Vanguard Total Stock Market ETF
VTI
$658B
$5.38M 1.26%
31,571
+7,425
+31% +$1.25M
SPTI icon
23
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$5M 1.17%
150,564
+2,744
+2% +$91.2K
LMBS icon
24
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.36B
$3.61M 0.85%
69,804
+9,641
+16% +$499K
JNK icon
25
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$3.47M 0.81%
33,296
+4,287
+15% +$448K
1
2 3 4 5

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Lucia Wealth Services's Q3 2020 Portfolio in Review

As of Q3 2020, Lucia Wealth Services held 185 positions worth $426M, up 13% from $378M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Lucia Wealth Services deployed $22.6M of net new capital in Q3 2020, opening 9 new positions and adding to 94 existing holdings. Its largest new stake was Arcosa: 5,213 shares worth $230K.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 25% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was First Trust Horizon Managed Volatility Domestic ETF, an estimated $795K trimmed.

  • Lucia Wealth Services's largest Q3 2020 buy was Arcosa: 5,213 shares worth $230K.
  • Lucia Wealth Services added most to Sprott Physical Gold in Q3 2020, an estimated $1.98M increase.
  • Lucia Wealth Services's biggest Q3 2020 reduction was First Trust Horizon Managed Volatility Domestic ETF, cutting an estimated $795K.
  • Lucia Wealth Services fully exited Wells Fargo in Q3 2020, selling an estimated $122K.
  • Lucia Wealth Services's ten largest holdings make up 46% of its $426M portfolio in Q3 2020.
  • Lucia Wealth Services opened 9 new positions and closed 8 in Q3 2020.
  • Lucia Wealth Services's portfolio value rose 13% quarter-over-quarter to $426M.

Based on Lucia Wealth Services's 13F filing for Q3 2020, filed 9 Nov 2020.