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LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
+7.99%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$321M
AUM Growth
+$92.6M
Cap. Flow
+$72.3M
Cap. Flow %
22.53%
Top 10 Hldgs %
36.31%
Holding
239
New
39
Increased
58
Reduced
93
Closed
23

Top Buys

Rank Stock Value
1
LRGF icon
iShares US Equity Factor ETF
LRGF
+$13M
2
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$10.4M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.58M
4
EMGF icon
iShares Emerging Markets Equity Factor ETF
EMGF
+$7.14M
5
IAU icon
iShares Gold Trust
IAU
+$5.22M

Top Sells

Rank Stock Value
1
ULTA icon
Ulta Beauty
ULTA
+$2.55M
2
CTSH icon
Cognizant
CTSH
+$1.71M
3
VIRT icon
Virtu Financial
VIRT
+$1.55M
4
PHM icon
Pultegroup
PHM
+$1.48M
5
AMAT icon
Applied Materials
AMAT
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 19.69%
2 Consumer Staples 15.53%
3 Healthcare 7.87%
4 Financials 6.4%
5 Consumer Discretionary 5.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
1
Johnson & Johnson
JNJ
$609B
$16.6M 5.19%
120,484
+4,252
+4% +$565K
AAPL icon
2
Apple
AAPL
$4.9T
$15.6M 4.86%
276,264
+8,296
+3% +$432K
LRGF icon
3
iShares US Equity Factor ETF
LRGF
$3.52B
$13.1M 4.09%
+390,194
New +$13M
MSFT icon
4
Microsoft
MSFT
$2.93T
$13M 4.06%
114,051
+3,945
+4% +$428K
HSY icon
5
Hershey
HSY
$34.8B
$11M 3.42%
107,587
+4,582
+4% +$453K
SMLF icon
6
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$10.3M 3.22%
+237,798
New +$10.4M
BR icon
7
Broadridge
BR
$17.3B
$10.2M 3.18%
77,388
+6,614
+9% +$839K
ADP icon
8
Automatic Data Processing
ADP
$102B
$9.53M 2.97%
63,237
+3,711
+6% +$525K
KMB icon
9
Kimberly-Clark
KMB
$36B
$9.26M 2.88%
81,502
+5,311
+7% +$596K
HABT
10
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$7.86M 2.45%
492,535
+2,784
+0.6% +$39.8K
SCHP icon
11
Schwab US TIPS ETF
SCHP
$16.5B
$7.51M 2.34%
+278,306
New +$7.58M
CLX icon
12
Clorox
CLX
$11.6B
$7.03M 2.19%
46,733
+1,722
+4% +$245K
EMGF icon
13
iShares Emerging Markets Equity Factor ETF
EMGF
$1.79B
$6.92M 2.16%
+160,112
New +$7.14M
GOOG icon
14
Alphabet (Google) Class C
GOOG
$4.22T
$6.88M 2.14%
115,380
+8,700
+8% +$521K
MKC icon
15
McCormick & Company Non-Voting
MKC
$13.9B
$6.22M 1.94%
94,420
+2,738
+3% +$169K
TAP icon
16
Molson Coors Class B
TAP
$7.68B
$6.14M 1.91%
99,860
-7,177
-7% -$475K
DFP
17
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$5.55M 1.73%
239,108
-6,602
-3% -$159K
DIVY
18
DELISTED
Reality Shares DIVS ETF
DIVY
$5.28M 1.64%
194,521
+167,440
+618% +$4.51M
HPI
19
John Hancock Preferred Income Fund
HPI
$432M
$5.23M 1.63%
238,123
-8,792
-4% -$194K
IAU icon
20
iShares Gold Trust
IAU
$62.4B
$5.14M 1.6%
+224,696
New +$5.22M
MDLZ icon
21
Mondelez International
MDLZ
$78.3B
$5.04M 1.57%
117,209
+2,228
+2% +$95K
GARD
22
DELISTED
Reality Shares DIVCON Dividend Guard ETF
GARD
$4.11M 1.28%
+158,251
New +$4.07M
SPTS icon
23
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.08B
$3.31M 1.03%
+112,458
New +$3.32M
HYD icon
24
VanEck High Yield Muni ETF
HYD
$4.49B
$3.3M 1.03%
+53,022
New +$3.33M
SUB icon
25
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$3.27M 1.02%
+31,194
New +$3.28M
1
2 3 4 5

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Lucia Wealth Services's Q3 2018 Portfolio in Review

As of Q3 2018, Lucia Wealth Services held 239 positions worth $321M, up 41% from $228M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Lucia Wealth Services deployed $72.3M of net new capital in Q3 2018, opening 39 new positions and adding to 58 existing holdings. Its largest new stake was iShares US Equity Factor ETF: 390,194 shares worth $13.1M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Ulta Beauty, an estimated $2.55M trimmed.

  • Lucia Wealth Services's largest Q3 2018 buy was iShares US Equity Factor ETF: 390,194 shares worth $13.1M.
  • Lucia Wealth Services added most to Reality Shares DIVS ETF in Q3 2018, an estimated $4.51M increase.
  • Lucia Wealth Services's biggest Q3 2018 reduction was Ulta Beauty, cutting an estimated $2.55M.
  • Lucia Wealth Services fully exited Cognizant in Q3 2018, selling an estimated $1.71M.
  • Lucia Wealth Services's ten largest holdings make up 36% of its $321M portfolio in Q3 2018.
  • Lucia Wealth Services opened 39 new positions and closed 23 in Q3 2018.
  • Lucia Wealth Services's portfolio value rose 41% quarter-over-quarter to $321M.

Based on Lucia Wealth Services's 13F filing for Q3 2018, filed 14 Nov 2018.