We are live on ! Find out more
LWS

Lucia Wealth Services Portfolio holdings

AUM $426M
1-Year Est. Return 19.43%
This Fund
S&P 500
This Quarter Est. Return
-10.51%
1 Year Est. Return
+19.43%
3 Year Est. Return
+45.64%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$213M
AUM Growth
-$108M
Cap. Flow
-$76.3M
Cap. Flow %
-35.88%
Top 10 Hldgs %
39.86%
Holding
229
New
13
Increased
12
Reduced
131
Closed
59

Top Buys

Rank Stock Value
1
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.51M
2
NVDA icon
NVIDIA
NVDA
+$1.41M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.33M
4
MS icon
Morgan Stanley
MS
+$977K
5
IWM icon
iShares Russell 2000 ETF
IWM
+$952K

Top Sells

Rank Stock Value
1
LRGF icon
iShares US Equity Factor ETF
LRGF
+$3.15M
2
SLB icon
SLB Ltd
SLB
+$3.1M
3
JNJ icon
Johnson & Johnson
JNJ
+$2.48M
4
SMLF icon
iShares US Small Cap Equity Factor ETF
SMLF
+$2.41M
5
AAPL icon
Apple
AAPL
+$2.2M

Sector Composition

Rank Sector Weight
1 Technology 19.57%
2 Consumer Staples 19.11%
3 Healthcare 8.62%
4 Financials 5.6%
5 Consumer Discretionary 4.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
1
Johnson & Johnson
JNJ
$609B
$13.3M 6.23%
102,708
-17,776
-15% -$2.48M
HSY icon
2
Hershey
HSY
$34.8B
$10.2M 4.79%
95,088
-12,499
-12% -$1.33M
MSFT icon
3
Microsoft
MSFT
$2.93T
$9.76M 4.59%
96,112
-17,939
-16% -$1.92M
AAPL icon
4
Apple
AAPL
$4.9T
$9.1M 4.28%
230,872
-45,392
-16% -$2.2M
KMB icon
5
Kimberly-Clark
KMB
$36B
$8.24M 3.88%
72,353
-9,149
-11% -$1.02M
LRGF icon
6
iShares US Equity Factor ETF
LRGF
$3.52B
$8.02M 3.77%
287,913
-102,281
-26% -$3.15M
ADP icon
7
Automatic Data Processing
ADP
$102B
$7.12M 3.35%
54,282
-8,955
-14% -$1.26M
BR icon
8
Broadridge
BR
$17.3B
$6.47M 3.04%
67,233
-10,155
-13% -$1.1M
SMLF icon
9
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$6.32M 2.97%
176,442
-61,356
-26% -$2.41M
CLX icon
10
Clorox
CLX
$11.6B
$6.27M 2.95%
40,657
-6,076
-13% -$947K
SCHP icon
11
Schwab US TIPS ETF
SCHP
$16.5B
$5.69M 2.68%
213,872
-64,434
-23% -$1.71M
MKC icon
12
McCormick & Company Non-Voting
MKC
$13.9B
$5.64M 2.65%
81,002
-13,418
-14% -$962K
GOOG icon
13
Alphabet (Google) Class C
GOOG
$4.22T
$5.06M 2.38%
97,660
-17,720
-15% -$948K
EMGF icon
14
iShares Emerging Markets Equity Factor ETF
EMGF
$1.79B
$4.65M 2.19%
119,968
-40,144
-25% -$1.62M
HABT
15
DELISTED
The Habit Restaurants, Inc. - Class A
HABT
$4.31M 2.03%
410,403
-82,132
-17% -$1.1M
IAU icon
16
iShares Gold Trust
IAU
$62.4B
$4.27M 2.01%
173,584
-51,112
-23% -$1.2M
TAP icon
17
Molson Coors Class B
TAP
$7.68B
$4.18M 1.97%
74,521
-25,339
-25% -$1.56M
MDLZ icon
18
Mondelez International
MDLZ
$78.3B
$3.8M 1.79%
94,823
-22,386
-19% -$954K
DIVY
19
DELISTED
Reality Shares DIVS ETF
DIVY
$3.43M 1.61%
137,240
-57,281
-29% -$1.51M
HPI
20
John Hancock Preferred Income Fund
HPI
$432M
$3.36M 1.58%
178,483
-59,640
-25% -$1.22M
DFP
21
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$3.06M 1.44%
150,079
-89,029
-37% -$1.91M
GARD
22
DELISTED
Reality Shares DIVCON Dividend Guard ETF
GARD
$2.91M 1.37%
121,093
-37,158
-23% -$893K
SPTS icon
23
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.08B
$2.56M 1.2%
86,591
-25,867
-23% -$761K
SUB icon
24
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.54M 1.19%
24,078
-7,116
-23% -$745K
HYD icon
25
VanEck High Yield Muni ETF
HYD
$4.49B
$2.49M 1.17%
40,758
-12,264
-23% -$747K
1
2 3 4 5

Similar funds

FA
FCG Advisors Chatham, New Jersey $425M AUM 12.09% 1-Year Est. Return
VCP
Vestar Capital Partners New York $435M AUM 20.18% 1-Year Est. Return
AIM
AIA Investment Management Singapore $437M AUM 45.1% 1-Year Est. Return
CCM
Cadence Capital Management Boston, Massachusetts $415M AUM 11.01% 1-Year Est. Return
MGAI
MP Global Advisers III New York $406M AUM 20.67% 1-Year Est. Return
CPF
Context Partners Fund La Jolla, California $460M AUM
IA
Independence Advisors Wayne, Pennsylvania $466M AUM 11.32% 1-Year Est. Return
F
Filament Seattle, Washington $369M AUM 35.25% 1-Year Est. Return

Lucia Wealth Services's Q4 2018 Portfolio in Review

As of Q4 2018, Lucia Wealth Services held 229 positions worth $213M, down 34% from $321M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Lucia Wealth Services withdrew a net $76.3M in Q4 2018, closing 59 positions and reducing 131 holdings. Its most notable exit was SLB Ltd, an estimated $3.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Lucia Wealth Services opened a new position in Invesco Variable Rate Investment Grade ETF worth $2.48M.

  • Lucia Wealth Services's largest Q4 2018 buy was Invesco Variable Rate Investment Grade ETF: 100,810 shares worth $2.48M.
  • Lucia Wealth Services added most to iShares Russell 2000 ETF in Q4 2018, an estimated $952K increase.
  • Lucia Wealth Services's biggest Q4 2018 reduction was iShares US Equity Factor ETF, cutting an estimated $3.15M.
  • Lucia Wealth Services fully exited SLB Ltd in Q4 2018, selling an estimated $3.1M.
  • Lucia Wealth Services's ten largest holdings make up 40% of its $213M portfolio in Q4 2018.
  • Lucia Wealth Services opened 13 new positions and closed 59 in Q4 2018.
  • Lucia Wealth Services's portfolio value fell 34% quarter-over-quarter to $213M.

Based on Lucia Wealth Services's 13F filing for Q4 2018, filed 13 Feb 2019.